Plain English Summary
Background and study aims
This study will evaluate the impact of results-based financing (RBF) on priority maternal and child health services in rural districts of Zambia. RBF is an output-based financing mechanism where the health providers receive financial incentives on achieving a pre-agreed set of services upon verification of the achieved results. The overall objective of the HRBF is to increase access to, and the use of, key maternal and child health interventions. The impact evaluation will generate valuable evidence to determine whether this goal is attainable under the proposed policies. In addition, the impact evaluation will contribute to the government’s intentions to strengthen Central and Province-level capacities for evidence-based policy and program management for improving maternal and child health (MCH).The study will address the following three primary research questions: (a) What is the causal effect of the Zambian HRBF on the population health indicators of interest specifically on maternal and child health? (b) Do higher incentive payments in rural/remote areas result in increased health outcomes and greater retention of staff? (c) How does the likelihood of audit/external verification of results affect the accuracy of reported data?
Who can participate?
Participating health facilities from 30 rural districts triplet-matched on key health systems and outcome indicators and randomly allocated to three arms with ten districts per arm.
What does the study involve?
This study tests the effectiveness of RBF in comparison with input (equivalent) financing, and business-as-usual. Within each rural province, a triplet of districts with similar characteristics has been selected. Thus, 30 rural districts (10 triplets) have been selected from all rural provinces in the country. Within each matched triplet, districts have been randomly allocated to implement one of the three interventions (RBF, equivalent financing or business-as-usual). All health facilities (excluding private-for-profit) in these 30 districts participate in this study. Health facilities within the RBF intervention will receive RBF incentives every quarter conditional on their performance on a set of indicators related to maternal and child health. The facilities will receive incentives on achieving quantity (volume of services) and quality (adherence to national standards of care). Remote facilities in addition will receive a remoteness bonus. Health facilities within the equivalent financing intervention will receive resources matching with the RBF incentives. However, these resources will not be conditional on performance. Health facilities within the business-as-usual intervention will not receive any additional resources or inputs. The study measures the outcomes of the interventions at the population and health facility levels. The outcomes will be measured through two rounds of surveys involving health facilities and households within the catchment areas of these facilities selected for this intervention. The first round of survey was completed before the interventions were implemented and the second round of survey will be undertaken after the completion of the implementation. The study will also employ qualitative surveys and cost-effectiveness analysis.
What are the possible benefits and risks of participating?
Health facilities in the RBF intervention and the equivalent financing groups will benefit from financial resources tied with performance and not conditional on performance, respectively. There are no adverse effects or risks of this intervention.
Where is the study run from?
There are 523 health facilities from 30 rural districts participating in this study. The implementing agency is the Ministry of Health, Zambia.
When is study starting and how long is it expected to run for?
The intervention started in April 2012 and is expected to continue until July 2015.
Who is funding the study?
Governments of Norway and the UK through the Health Results Innovation Trust Fund administered by the World Bank.
Who is the main contact?
Ashis Das
adas8@worldbank.org
Trial website
Additional identifiers
EudraCT number
ClinicalTrials.gov number
Protocol/serial number
N/A
Study information
Scientific title
Assessing the impact of results-based financing in health on maternal and child health access and utilization: Impact evaluation of Zambia's Health Results-Based Financing Pilot
Acronym
Zambia RBF IE
Study hypothesis
Results based financing increases access to and utilization of maternal and child health services in rural Zambia
Ethics approval
Humanities and Social Sciences Research Ethics Committee, University of Zambia, 23/06/2011
Study design
Randomized controlled trial
Primary study design
Interventional
Secondary study design
Randomised controlled trial
Trial setting
Other
Trial type
Quality of life
Patient information sheet
N/A
Condition
Maternal and child health
Intervention
Health facilities within RBF districts will receive incentives every quarter based on attaining:
1. Quantity (volume of services)
2. Quality (adherence to national standards of care)
Health facilities within equivalent financing districts will receive resources every quarter similar to the health facilities under their matching RBF district
Health facilities within business-as-usual districts will receive no additional resources or inputs.
Intervention type
Other
Phase
Drug names
Primary outcome measure
Health utilization indicators:
1. Antenatal care
2. Institutional delivery
3. Postnatal care
4. Immunization
5. Adoption of family planning methods
Household level indicators:
1. Household health-seeking behavior
2. Out-of-pocket healthcare expenditure
3. Satisfaction on the service provider
Secondary outcome measures
Health facility infrastructure indicators:
1. Drug stockout rates
2. Availability of drugs
3. Availability of equipment
4. Updated records
Quality of care indicators:
1. Counseling and client interaction
2. Waiting time
3. Physical examination
Equity indicators:
1. Utilization of health care and quality of care indicators vis-à-vis clients' socio-economic and residence status
Health worker indicators:
1. Health worker training status
2. Knowledge
3. Motivation
4. Job satisfaction
Overall trial start date
01/04/2012
Overall trial end date
01/06/2015
Reason abandoned (if study stopped)
Eligibility
Participant inclusion criteria
Health facility inclusion criteria:
1. Health centers and health posts (public and faith-based) within the selected 30 rural districts
2. Health centers and health posts contracted under RBF project
3. All public and faith-based health centers and health posts in input financing and business-as-usual districts
Participant type
Patient
Age group
Other
Gender
Both
Target number of participants
All health facilities in participating rural districts (n=523)
Participant exclusion criteria
Health facility exclusion criteria:
1. Health centers and health posts outside the selected 30 rural districts
2. Private-for-profit health centers and health posts
Recruitment start date
01/04/2012
Recruitment end date
01/06/2015
Locations
Countries of recruitment
Zambia
Trial participating centre
The World Bank
Washington, D.C.
20433
United States of America
Sponsor information
Organisation
Health Results Innovation Trust Fund, World Bank (USA)
Sponsor details
The World Bank
1818 H St NW
Washington
DC
20433
United States of America
Sponsor type
Government
Website
Funders
Funder type
Government
Funder name
Health Results Innovation Trust Fund, World Bank (USA)
Alternative name(s)
Funding Body Type
Funding Body Subtype
Location
Results and Publications
Publication and dissemination plan
Not provided at time of registration
Intention to publish date
Participant level data
Not provided at time of registration
Basic results (scientific)
Publication list