OPTIMA: A randomised controlled trial to evaluate a digital intervention (STEPS) designed to provide parenting support during the wait for child and adolescent mental health service assessment

ISRCTN ISRCTN16523503
DOI https://doi.org/10.1186/ISRCTN16523503
IRAS number 303121
Secondary identifying numbers CPMS 50901, RP-PG-0618-20003, IRAS 303121
Submission date
12/11/2021
Registration date
18/11/2021
Last edited
20/02/2025
Recruitment status
No longer recruiting
Overall study status
Ongoing
Condition category
Mental and Behavioural Disorders
Prospectively registered
Protocol
Statistical analysis plan
Results
Individual participant data
Record updated in last year

Plain English summary of protocol

Background and study aims
Around 4% of UK children have high levels of hyperactivity/impulsivity and inattention - 90% of whom also display difficult-to-manage behaviour known as conduct problems. This can stress parents, lower their self-esteem, and negatively impact family life.
The National Institute for Health and Care Excellence recommends that parents of children with these kinds of problems get support as soon as possible after they seek professional help. However, clinical services are overstretched, and traditional in-person parent training is expensive, families often wait very long to receive this vital input.
To address this, we have created a digital parent training course - Structured E-Parenting Support (STEPS). It is delivered as a mobile app and provides low-cost support that can be easily accessed at parents’ convenience. This study aims to test if STEPS helps parents reduce children’s conduct problems during the difficult waiting period for clinical assessment.

Who can participate?
Parents of children, who have recently been accepted onto a waitlist by children’s health services (from both NHS and non-NHS organisations), and who have high levels of hyperactivity/impulsivity, inattention, and conduct problems.

What does the study involve?
Participants will be randomly allocated to receive will receive STEPS for three months or continue waiting for a clinical assessment. Parents will also complete questionnaires about their child’s behaviour and attention and about parenting – this will be done five times over 12 months; parents and children will also complete a joint online drawing task. We will test whether STEPS helps parents manage and reduce their children’s conduct problems and whether the app is good value for money. We will also look at the effects of STEPS on parenting, including parenting-related strain, and parent-child relationship and check for any unexpected negative effects of STEPS. Finally, we will interview clinicians to better understand whether using STEPS during waitlist period is helpful and of use to the services.

What are the possible benefits and risks of participating?
We hope that STEPS will help parents to become more confident and effective in managing their children’s difficult behaviour. The app is designed to be particularly helpful for the parents of children who are temperamentally more difficult to manage, such as those with attentional and impulse control problems. There is a small possibility that completing online questionnaires or using the STEPS app may result in parents having new concerns about their children’s behaviour, their relationship with their children or even how they manage as a parent.

Where is the study run from?
King's College London (UK)

When is the study starting and how long is it expected to run for?
March 2020 to September 2025

Who is funding the study?
National Institute for Health Research (NIHR) (UK).

Who is the main contact?
Prof Edmund Sonuga-Barke, Edmund.sonuga-barke@kcl.ac.uk

Study website

Contact information

Prof Edmund Sonuga-Barke
Scientific

Department of Child and Adolescent Psychiatry
Institute of Psychiatry, Psychology & Neuroscience
King’s College London
16 De Crespigny Park
London
SE5 8AF
United Kingdom

ORCiD logoORCID ID 0000-0002-6996-3935
Email Edmund.sonuga-barke@kcl.ac.uk

Study information

Study designInterventional randomized controlled trial
Primary study designInterventional
Secondary study designRandomised controlled trial
Study setting(s)Not specified
Study typeTreatment
Participant information sheet No participant information sheet available yet (will be added to website)
Scientific titleOnline Parent Training for the Initial Management of ADHD Referrals: A two-arm parallel randomised controlled trial of a digital parenting intervention implemented on a treatment waitlist
Study acronymOPTIMA RCT
Study objectivesSTEPS will lead to improvements in children’s behaviour as reported by parents in the short term (3 months post-randomisation) and these effects will persist over a 12-month follow-up period. These improvements will be accompanied by improved parenting, an increase in child-parent closeness, and reductions in parenting-related strain.
Ethics approval(s)Approved 26/11/2021, North West - Liverpool Central Research Ethics Committee (Barlow House, 3rd Floor, 4 Minshull Street, Manchester, M1 3DZ, UK; +44 (0)207 104 8118; liverpoolcentral.rec@hra.nhs.uk), ref: 21/NW/0319
Health condition(s) or problem(s) studiedChildren’s behaviour problems
InterventionParticipants (n=352) will be randomised to either the intervention or the wait-as-usual group using online randomisation system provided by Sealed Envelope. Measure will be taken at baseline (T1), scheduled within one month before randomisation and then at three months (T2), six months (T3), nine months (T4) and 12 months (T5) post-randomisation.

Intervention:
Structured E-Parenting Support (STEPS) is a parenting intervention delivered as a digital application. It can be accessed through a smartphone at any time and place. STEPS is inspired by the New Forest Parenting Programme, a face-to-face parent training intervention. Its content has been shaped by the latest research about parenting and child behaviour as well as many years of clinical experience. Users can move through the content, organised as eight modules (steps), at their own pace – it usually takes about 20 minutes to complete a module in one go. STEPS is an unguided intervention, which means there is no personal clinical support for parents using the app. The content is delivered mainly using short videos and audio clips supplemented with downloadable text resources. Participants in the treatment arm will have access to the STEPS app for 3 months.

Comparator (Wait As Usual; WAU):
Those randomised to WAU will receive STEPS (for 3 months) after they have completed the 12-month follow-up. In the sites across our trial centres, we do not expect any patients to receive their clinical assessment and initiate treatment within the first three months of randomisation (T2) or few - if any - patients to engage in self-initiated treatment during this period. Parents will not be stopped from initiating their own access to services over the 12 months of the trial.
Intervention typeBehavioural
Primary outcome measureParent-reported mean child behaviour problems measured with the eight-item ODD subscale of the Swanson Nolan and Pelham Rating Scale at 3 months post randomisation
Secondary outcome measuresCurrent secondary outcome measures as of 12/09/2022:
1. Mean parent-rated child hyperactivity/impulsivity and inattention measured using the respective subscale of the Swanson, Nolan, and Pelham Rating Scale – the MTA version measured at baseline, 3 months and 12 months post-randomisation
2. Parenting style measured with the laxness and overactivity subscales of The O’Leary Parenting Scale measured at baseline, 3 months and 12 months post-randomisation
3. Parenting satisfaction and efficacy measured using the Parental Sense of Competence scale measured at baseline, 3 months and 12 months post-randomisation
4. Parenting-related strain measured using the Caregiver Strain Questionnaire measured at baseline, 3 months and 12 months post-randomisation
5. Child-parent closeness measured with a subscale from the Child-Parent Relationship Scale measured at baseline, 3 months and 12 months post-randomisation
6. Children’s and parents’ health-related quality of life. The former will be measured with the Child Health Utility measure (CHU9D) and the latter with the EQ-5D-5L. Measures will be taken at baseline, 3, 6, 9 and 12 months post-randomisation

Exploratory outcomes:
1. Mean rating of child oppositional and defiant speech during an online parent-child drawing task, Etch-a-Sketch Online, measured with independent observer ratings on Childhood Oppositional and Defiance Speech Sample Scale at baseline, 3 months and 12 months post-randomisation
2. Mean parent-rated child emotional problems measured with the respective subscale of the Strengths and Difficulties Questionnaire at baseline, 3 months and 12 months post-randomisation
3. 3. Whether children had received a diagnosis/been prescribed medication extracted from medical records at 12 months follow-up


_____
Previous secondary outcome measures:
1. Mean parent-rated child hyperactivity/impulsivity and inattention measured using the respective subscale of the Swanson, Nolan, and Pelham Rating Scale – the MTA version measured at baseline, 3 months and 12 months post-randomisation.
2. Mean child behaviour problems during an online drawing task measured using a rating provided by an independent observer using the Child Oppositional and Defiance Speech Sample Scale measured at baseline, 3 months and 12 months post-randomisation.
3. Parenting style measured with the laxness and overactivity subscales of The O’Leary Parenting Scale measured at baseline, 3 months and 12 months post-randomisation.
4. Parenting satisfaction and efficacy measured using the Parental Sense of Competence scale measured at baseline, 3 months and 12 months post-randomisation.
5. Parenting-related strain measured using the Caregiver Strain Questionnaire measured at baseline, 3 months and 12 months post-randomisation.
6. Child-parent closeness measured with a subscale from the Child-Parent Relationship Scale measured at baseline, 3 months and 12 months post-randomisation.
7. Children’s and parents’ health-related quality of life. The former will be measured with the Child Health Utility measure (CHU9D) and the latter with the EQ-5D-5L. Measures will be taken at baseline, 3, 6, 9 and 12 months post-randomisation.
8. Whether children had received a diagnosis/been prescribed medication by 12 months follow up. Information will be extracted from medical records 12 months post-randomisation.
Overall study start date01/03/2020
Completion date30/09/2025

Eligibility

Participant type(s)Other
Age groupAdult
Lower age limit18 Years
SexBoth
Target number of participantsPlanned Sample Size: 352; UK Sample Size: 352
Total final enrolment352
Key inclusion criteria1. Parents of all new referrals of children aged 5 years 0 months to 11 years and 11 months that have been accepted onto the assessment waiting list and the referred child (optional). A ‘new referral’ is defined as a child who has been on a waiting list for assessment for no longer than nine calendar months.
2. Parents aged 18 years or older: confirmed through screening.
3. Child scored > = 8/10 on the hyperactivity/inattention and >= 4/10 on the conduct problems subscale of the SDQ, established through screening medical records. These cut-offs identify the top 10% of the population.
4. English language competence: parent confirms through screening.
5. Access to a STEPS compatible mobile device (iOS 9.0 or later; Android 4.1 or later) with access to the internet (i.e., mobile internet or wi-fi).; parent confirms through screening.
Key exclusion criteria1. Child living under local authority care; confirmed through screening medical records.
2. Child completed clinical assessment; confirmed through screening medical records and discussion with parents (e.g., in case of privately obtained diagnosis/treatment).
3. Child started a pharmacological or non-pharmacological treatment for ADHD; confirmed through screening medical records.

If two children from the same family are referred during the trial at the same time and both meet inclusion criteria, then only the older of the two will be included. If they are referred at different times the first child will be included.
Date of first enrolment09/05/2022
Date of final enrolment26/07/2023

Locations

Countries of recruitment

  • England
  • United Kingdom

Study participating centres

Bethlem Royal Hospital
South London and Maudsley NHS Foundation Trust
Monks Orchard Road
Beckenham
BR3 3BX
United Kingdom
Solent NHS Trust
Highpoint Venue
Bursledon Road
Southampton
SO19 8BR
United Kingdom
Black Country Partnership NHS Foundation Trust
Delta Point
Greets Green Road
West Bromwich
B70 9PL
United Kingdom
North East London NHS Foundation Trust
West Wing
C E M E Centre
Marsh Way
Rainham
RM13 8GQ
United Kingdom
Nottingham City Council
Southchurch Drive
Nottingham
NG11 8AB
United Kingdom

Sponsor information

King's College London
University/education

Room 5.31
James Clerk Maxwell Building
57 Waterloo Road
London
SE1 8WA
England
United Kingdom

Phone +44 (0)207 8483224
Email reza.razavi@kcl.ac.uk
Website http://www.kcl.ac.uk/index.aspx
ROR logo "ROR" https://ror.org/0220mzb33

Funders

Funder type

Government

NIHR Central Commissioning Facility (CCF)

No information available

National Institute for Health Research (NIHR) (UK)
Government organisation / National government
Alternative name(s)
National Institute for Health Research, NIHR Research, NIHRresearch, NIHR - National Institute for Health Research, NIHR (The National Institute for Health and Care Research), NIHR
Location
United Kingdom

Results and Publications

Intention to publish date31/12/2025
Individual participant data (IPD) Intention to shareNo
IPD sharing plan summaryData sharing statement to be made available at a later date
Publication and dissemination planPlanned publication in a high-impact peer-reviewed journal
IPD sharing planThe current data sharing plans for this study are unknown and will be available at a later date

Study outputs

Output type Details Date created Date added Peer reviewed? Patient-facing?
Protocol file version 2.2 01/07/2022 12/09/2022 No No
Protocol article 12/12/2022 13/12/2022 Yes No
HRA research summary 28/06/2023 No No
Protocol file version 2.7 01/07/2023 28/11/2023 No No
Protocol (other) Process evaluation protocol 17/05/2024 20/05/2024 No No
Protocol file version 2.10 02/12/2024 20/02/2025 No No

Additional files

ISRCTN16523503 protocol v2.2_clean.pdf
ISRCTN16523503 protocol v2.7.pdf
ISRCTN16523503_PROTOCOL_V2.10_02Dec24.pdf

Editorial Notes

20/02/2025: Uploaded protocol v2.10 (not peer-reviewed) as an additional file. Total final enrolment added.
20/05/2024: Publication reference added.
28/11/2023: The following changes were made to the trial record:
1. The recruitment end date was changed from 31/12/2023 to 26/07/2023.
2. Uploaded protocol v2.7 (not peer-reviewed) as an additional file.
13/12/2022: Publication reference added.
12/09/2022: The following changes have been made:
1. The recruitment start date has been changed from 01/03/2022 to 09/05/2022.
2. The trial website has been added.
3. The secondary outcome measures have been changed.
4. Protocol file uploaded.
06/01/2022: The following changes have been made:
1. The recruitment start date has been changed from 10/01/2022 to 01/03/2022.
2. The ethics approval has been added.
12/11/2021: Trial's existence confirmed by the National Institute for Health Research (NIHR) (UK).