Peer support for people with severe mental illness: a pragmatic multicentre randomised controlled trial

ISRCTN ISRCTN26008944
DOI https://doi.org/10.1186/ISRCTN26008944
Submission date
30/09/2019
Registration date
30/10/2019
Last edited
27/06/2025
Recruitment status
No longer recruiting
Overall study status
Completed
Condition category
Mental and Behavioural Disorders
Prospectively registered
Protocol
Statistical analysis plan
Results
Individual participant data

Plain English summary of protocol

Background and study aims
Peer support is an established intervention involving a person in recovery from mental illness being engaged to offering support to others with mental illness. There are significant gaps in the evidence base for peer support in low-/middle-income and in non-Anglophone countries. Building upon comprehensive formative research, UPSIDES-RCT will explore the implementation and effectiveness of peer support delivered in a range of high-, middle- and low-income country contexts. Main objectives are: (1) To evaluate the outcomes of delivering peer support, for service users, peer support workers and organisations, through a multi-centre pragmatic parallel-group randomised controlled trial and additional qualitative methods. (2) To assess the value for money of peer support for persons with severe mental illness, by carrying out a cost-effectiveness study. (3) To evaluate the process of implementing the UPSIDES peer support intervention, with special attention to differences in context across the study sites, using both quantitative and qualitative methods with peer support workers, service users, mental health workers and wider stakeholders

Who can participate?
Adults (18 -60 years) with mental illness

What does the study involve?
Participation in UPSIDES-RCT means that participants will meet with an UPSIDES research worker four times over one year (every four months) to give him/her general information about themselves (e.g. age, gender, family situation, work) and about their mental health problems. These interviews will last for about 1 1/2 hours each. This is a randomised controlled trial which means that, if they consent to participation, participants will be allocated per chance (50:50) to the intervention or control group. If they are allocated to the intervention group, they will receive UPSIDES peer support. This service will be provided by a trained UPSIDES peer support worker who has also experienced mental ill health and will support their recovery. If they are allocated to the control group, their participation will involve data as-sessment as described above. As this is a waiting list design, control group participants will receive the intervention in one year

What are the possible benefits and risks of participating?
Participants will be asked questions on their health and mental health during our four meetings in one year. Four meetings will require their time as per interview schedule. This could potentially place a burden on participants. If they are allocated to the intervention group, participants will receive the intervention immediately. If they are in the control group, they will receive the intervention in one year. See participant information sheet at https://www.upsides.org/wp-content/uploads/UPSIDES-RCT-informed-consent-forms.pdf for further information

Where is the study run from?
Ulm University, Germany

When is the study starting and how long is it expected to run for?
January 2020 to July 2022

Who is funding the study?
1. European Union Horizon 2020
2. Indian Council for Medical Research

Who is the main contact?
Prof. Bernd Puschner,
bernd.puschner@bkh-guenzburg.de

Study website

Contact information

Prof Bernd Puschner
Public

Ulm University, Department of Psychiatry II
Section Process-Outcome-Research
Reisensburger Str. 32
Günzburg
89312
Germany

ORCiD logoORCID ID 0000-0002-2929-4271
Phone +49 8221 962866
Email bernd.puschner@bkh-guenzburg.de

Study information

Study designPragmatic parallel-group multi-centre randomised controlled trial with four measurement points over 1 year (baseline, 4-, 8-, and 12-month follow-up), and embedded process evaluation and cost-effectiveness analysis
Primary study designInterventional
Secondary study designRandomised controlled trial
Study setting(s)Other
Study typeTreatment
Participant information sheet https://www.upsides.org/wp-content/uploads/UPSIDES-RCT-informed-consent-forms.pdf
Scientific titlePeer support for people with severe mental illness versus usual care: a pragmatic multicentre randomised controlled trial
Study acronymUPSIDES-RCT
Study objectivesThe aim of UPSIDES-RCT is to explore the implementation and effectiveness of peer support delivered in a range of high-, middle- and low-income country contexts. The main objectives are:
1. To evaluate the outcomes of delivering peer support, for service users, peer support workers and organisations, through a multi-centre pragmatic parallel-group randomised controlled trial (UPSIDES-RCT) and additional qualitative methods.
2. To assess the value for money of peer support for persons with severe mental illness, by carrying out a cost-effectiveness study.
3. To evaluate the process of implementing the UPSIDES peer support intervention, with special attention to differences in context across the study sites, using both quantitative and qualitative methods with PSWs, service users, mental health workers and wider stakeholders.
Ethics approval(s)1. Approved 21/08/2019, Ulm University Ethics Commission (Room 1.03, Helmholtzstraße 20 [Oberer Eselsberg], 89081 Ulm, Germany; +49 (0) 731 500-22050; ethik-commission@uni-ulm.de), ref: 254/19
2. Approved 02/03/2018, Indian Law Society (ILS Law College Campus, Chiplunkar Road, Pune - 411 004, India; +91 (0)20-25656780; deepapaturkar@ilslaw.in), ref: ILS/37/2018
3. Approved 01/09/2019, Human Subjects Research Committee of Ben-Gurion University (P.O.B 653, Beer Sheva 84105, Israel; +972 (0)86461932; hsrCommittee@bgu.ac.il), ref: 1787-1
4. Approved 21/05/2019, Uganda National Council for Science and Technology (UNCST) (Plot 6 Kimera Rd, Kampala, Uganda; +256 41 4705500; info@uncst.co.ug), ref: SS 4990
5. Approved 31/01/2020, National Institute for Medical Research, Dar es Salaam, and Ministry of Health, Community Development, Gender, Elderly & Children, Dodoma, Tanzania; +255 (0)26 2963341/42/46; ps@communitydevelopment.go.tz), ref: NIMR/HQ/R.8a/Vol. IX/3328
6. Approved 04/12/2020, Local Psychological Ethics Commission at the Centre for Psychosocial Medicine, Hamburg, Germany; +49 (0)40 7410 5520; skuehn@uke.de); ref: LPEK-0095
Health condition(s) or problem(s) studiedSevere mental illness
InterventionThis is a pragmatic parallel-group multi-centre randomised controlled trial with four measurement points over one year (baseline, 4-, 8-, and 12-month follow-up), and embedded process evaluation and cost-effectiveness analysis.

All participants will receive treatment as usual as provided at the respective study site. Participants allocated to the intervention group will additionally receive the UPSIDES peer support, which is a direct service that is delivered by a person who has personal experience of mental health problems to a person or a group of persons with a serious mental illness. UPSIDES peer support workers will be using these personal experiences, along with UPSIDES training and supervision, to facilitate, guide, and mentor another person’s recovery journey. UPSIDES peer support will be delivered for up to six months, with a minimum of three contacts. Weekly or biweekly meetings are recommended, but frequency may vary. The intervention has been developed by all UPSIDES partners, and will be delivered in line with the UPSIDES peer support intervention manual.
Participants will be randomly assigned to either control or intervention group with a 1:1 allocation as per a computer-generated randomisation schedule stratified by site using permuted blocks of random sizes.
Intervention typeOther
Primary outcome measureSocial inclusion at t2 (8 months) measured with the Social Inclusion Scale (SIS)
Secondary outcome measuresMeasured at baseline, 4-, 8-, and 12-month follow-up:
1. Empowerment (Empowerment Scale, ES)
2. Hope (HOPE scale)
3. Recovery (Stages of Recovery, STORI-30)
4. Health and social functioning (Health of the Nations Outcome Scales, HoNOS)
Overall study start date06/03/2017
Completion date30/09/2023

Eligibility

Participant type(s)Patient
Age groupAdult
Lower age limit18 Years
Upper age limit60 Years
SexBoth
Target number of participantsN= 558; N = 93 per site
Total final enrolment615
Key inclusion criteria1. Adult age (18-60 years) at intake
2. Mental disorder of any kind as main diagnosis established by case notes, staff communication or self-label
3. Presence of severe mental illness (Threshold Assessment Grid ≥5 points and illness duration ≥2 years)
4. Sufficient command of the host country’s language
5. Capable of giving informed consent
Key exclusion criteria1. Main diagnosis of learning disability, dementia, substance disorder or organic brain disorder
2. Cognitive impairment severe enough to make it impossible to give informed consent or complete study measures
Date of first enrolment01/01/2020
Date of final enrolment30/09/2021

Locations

Countries of recruitment

  • Germany
  • India
  • Israel
  • Tanzania
  • Uganda

Study participating centres

Ulm University Department of Psychiatry II
Reisensburger Str. 32
Günzburg
89312
Germany
University Medical Centre Hamburg- Eppendorf Department of Psychiatry
Martinistraße 52
Hamburg
20246
Germany
Butabika National Referral Hospital
Butabika Road
Kampala
P.O. Box 7017
Uganda
Ifakara Health Institute
Plot 463, Kiko Avenue Mikocheni
Dar es Salaam
P.O. Box 78 373
Tanzania
Ben Gurion University of the Negev, The Charlotte B. and Jack J. Spitzer Department of Social Work
Yitzhack I. Rager Blvd
Beer Sheva
84105
Israel
Centre for Mental Health Law and Policy, Indian Law Society
Law College Road
Pune
411004
India

Sponsor information

University of Ulm
University/education

Department of Psychiatry II
Ludwig-Heilmeyer-Str. 2
Günzburg
89312
Germany

Phone +49 8221 962866
Email bernd.puschner@bkh-guenzburg.de
Website https://www.uniklinik-ulm.de/psychiatrie-und-psychotherapie-ii/english-version/section-process-outcome-research.html
ROR logo "ROR" https://ror.org/032000t02
University Medical Centre Hamburg-Eppendorf, Department of Psychiatry
University/education
Butabika National Referral Hospital
Hospital/treatment centre

Butabika Road
Kampala
P.O. Box 7017
Uganda

Phone +256 41 4504376
Email jnakku2013@gmail.com
Website https://www.butabikahospital.go.ug/
Ifakara Health Institute, Department of Health Systems, Impact Evaluation and Policy
Research organisation

Mikocheni, Kiko Avenue
Dar es Salaam
P.O. Box 78 373
Tanzania

Phone +255 22 2774756
Email dshamba@ihi.or.tz
Website http://ihi.or.tz/health-systems-impact-evaluation-and-policy/
Ben Gurion University of the Negev, The Charlotte B. and Jack J. Spitzer Department of Social Work
University/education

Yitzhack I. Rager Blvd
Beer Sheva
84105
Israel

Phone 08-6472322
Email galia.moran@gmail.com
Website https://in.bgu.ac.il/en/humsos/social/Pages/staff/galia-moran@gmail-com.aspx
Centre for Mental Health Law and Policy, Indian Law Society
Research organisation

Law College Road
Pune
411004
India

Phone 020-25656775
Email jasmine@cmhlp.org
Website https://cmhlp.org/

Funders

Funder type

Government

Horizon 2020
Government organisation / National government
Alternative name(s)
EU Framework Programme for Research and Innovation, Horizon 2020 - Research and Innovation Framework Programme, European Union Framework Programme for Research and Innovation
Indian Council for Medical Research

No information available

Results and Publications

Intention to publish date30/09/2024
Individual participant data (IPD) Intention to shareYes
IPD sharing plan summaryStored in publicly available repository
Publication and dissemination planResearch results will be disseminated in Open Access, peer-reviewed journals and shared through oral and poster presentations at international conferences. All resources (policy briefs, research summaries, training tools, manuals, etc.) will be uploaded to an online knowledge management platform (updated 16/09/2022: https://www.upsides.org/output/), to increase exposure and ensure accessibility beyond the life of this project.
IPD sharing planThe datasets generated during and/or analysed during the current study will be stored in a publically available repository.
- Repository name/weblink: https://oparu.uni-ulm.de/xmlui/.
- Type of data that will be shared: Fully anonymized aggregated participant data.
- When the data will become available and for how long: After the last publication, scheduled for late 2023, for 10 years. (updated from scheduled for late 2022, for 10 years on 16/09/2022).
- By what access criteria the data will be shared including with whom: Open access, publicly available.
- For what types of analyses and by what mechanism: Open Data Commons (e.g. ODC-ODbl).
- Whether consent from participants was obtained: Only data of participants who have given informed consent will be collected.
- Comments on data anonymization: Only aggregated answers and limited sociodemographic data will be made open access to ensure anonymization.
- Any ethical or legal restrictions: Data sharing in this study will adhere to regulations of all IRB and Ethics Commissions involved. In addition, other regulations of authorities in countries of the study sites, e.g. with regard to data protection, may apply.
- Any other comments: UPSIDES adheres to the Horizon 2020 Pilot on Open Research Data.

Study outputs

Output type Details Date created Date added Peer reviewed? Patient-facing?
Protocol article protocol 01/05/2020 04/05/2020 Yes No
Other publications Methodology development and implementation 20/01/2022 24/01/2022 Yes No
Other publications Qualitative focus group study on the societal and organisational influences on peer support work 23/05/2023 25/08/2023 Yes No
Other publications Theory of change implementation map 18/04/2024 22/04/2024 Yes No
Other publications Qualitative focus group study on mental health workers experiences 15/05/2024 21/05/2024 Yes No
Other publications Development and psychometric evaluation of a SU- and PSW-rated fidelity scale for manualised peer support 11/10/2024 15/10/2024 Yes No
Results article 27/06/2025 27/06/2025 Yes No

Editorial Notes

27/06/2025: Publication reference and total final enrolment added.
15/10/2024: Publication reference added.
21/05/2024: Publication reference added.
22/04/2024: Publication reference added.
25/08/2023: Publication reference added.
16/09/2022: The following changes were made:
1. The overall trial end date was changed from 31/07/2022 to 30/09/2023 and the plain English summary updated accordingly.
2. The recruitment end date was changed from 31/12/2020 to 30/09/2021.
3. The publication and dissemination plan was updated with the link to the knowledge management platform.
4. The individual participant data (IPD) sharing statement was updated.

24/01/2022: Publication reference added.
29/12/2021: The following changes have been made:
1. The IPD sharing statement has been updated to reflect the change in the expected results publication date.
2. The overall trial end date has been changed from 31/12/2021 to 31/07/2022 and the plain English summary updated accordingly.
23/06/2020: Recruitment to this study is no longer paused.
04/05/2020: Publication reference added.
24/04/2020: The following changes were made to the trial record:
1. Due to current public health guidance, recruitment for this study has been paused.
2. The ethics approval field was updated.
10/10/2019: Trial’s existence confirmed by European Commission