Assessing the effects of brain stimulation on sleep in people with insomnia

ISRCTN ISRCTN61956079
DOI https://doi.org/10.1186/ISRCTN61956079
Secondary identifying numbers R62079
Submission date
18/06/2019
Registration date
21/06/2019
Last edited
16/04/2020
Recruitment status
Suspended
Overall study status
Completed
Condition category
Mental and Behavioural Disorders
Prospectively registered
Protocol
Statistical analysis plan
Results
Individual participant data
Record updated in last year

Plain English summary of protocol

Background and study aims
Adults experience problems with their sleep on a regular basis. The researchers want to understand how a brain stimulation technique called transcranial direct current stimulation (tDCS) may be used to improve sleep and daytime functioning in people with disturbed sleep. tDCS is a non-invasive, painless and well-tolerated method that has been applied in experimental and clinical settings to influence brain activity. The researchers want to look at changes in sleep and vigilance between a night with tDCS and one night without such stimulation (sham stimulation).

Who can participate?
Men and women aged 25-65 with poor sleep, who are right-handed, able to read and understand English, and complete the study screening procedures

What does the study involve?
Interested participants are screened for suitability through an online questionnaire and a telephone interview with a member of the research team. Once eligibility has been determined and consent acquired, participants undergo two experimental nights at the sleep laboratory; one night with cathodal tDCS and one night with sham stimulation before the sleep period (order of nights is random). Before the study nights, participants wear an actimeter and complete a sleep diary. During the study nights, polysomnography (throughout the night) and resting state EEG (before and after the stimulation and in the morning) are performed to assess objective sleep parameters and markers of cortical arousal. Furthermore, participants perform tasks to assess their cognitive functioning and fill out questionnaires assessing their sleep. Before sleep participants undergo 20 minutes of tDCS or sham stimulation. Furthermore, subjective daytime functioning is evaluated at four timepoints throughout the next day (after waking up, 12 am, 3 pm and 6 pm).

What are the possible benefits and risks of participating?
There is no direct benefit from taking part in this study. It is hoped that the information obtained from this research will help improve the understanding of what causes insomnia and how best to treat it. In the long-term this may support the development of new treatments for insomnia. Participants will be reimbursed for their time and all participants who are interested in receiving a summary of the study findings will be sent a copy of this at the end of the study. There are no known serious side effects from taking part in this study. The sensors and electrodes for the PSG/EEG recordings are commonly used in sleep research and are non-invasive. They are temporarily attached to the skin of the participant using medical tape or a water-soluble paste. EEG is a procedure for measuring brain waves. It is harmless and painless and carries no significant risk to participants. EEG recording has been used safely for many years, and the researchers are not aware of any cases of adverse events, but slight irritation and abrasion of skin can occur due to the cleaning and preparation required. EEG equipment comes from certified suppliers of medical equipment, who are obliged by law to adhere to published guidelines on electrical and mechanical safety (IEC-601). Transcranial electrical stimulation is a technique that has been used extensively worldwide and with which the researchers have extensive experience. They will conform to the International Safety Guidelines as described in 2003. Because tDCS neither causes epileptic seizures nor reduces the threshold for induced seizures in animals, seizures do not appear to be a risk for healthy participants. However, this may not be true for patients with epilepsy. As a result, the researchers will ensure that all participants are free of unstable medical conditions, or any illness that may be negatively affected by stimulation, for example, neurological diseases such as epilepsy or acute eczema under the electrodes. The researchers will also ensure participants have no metallic implants near the electrodes. Participants will be informed about the possible side effects of tDCS, such as headache, dizziness, nausea, and an itching sensation as well as skin irritation under the electrodes. All stimulation will be carried out in a dedicated environment and two investigators will be present at all times, at least one of whom will be trained in life support.

Where is the study run from?
The study is run by the University of Oxford. The study takes place at the Sleep and Circadian Neuroscience institute (SCNi), University of Oxford or in the sleep laboratory at the Clinical Research Facility at the Warneford Hospital, Oxford (UK)

When is the study starting and how long is it expected to run for?
June 2018 to May 2020

Who is funding the study?
1. Dr Mortimer & Theresa Sackler Foundation
2. National Institute for Health Research (NIHR) Oxford Biomedical Research Centre (BRC)
3. Swiss National Science Foundation

Who is the main contact?
1. Dr Simon Kyle
simon.kyle@ndcn.ox.ac.uk
2. Dr Ximena Omlin
ximena.omlin@ndcn.ox.ac.uk

Contact information

Dr Simon Kyle
Scientific

Sleep and Circadian Neuroscience Institute
Sir William Dunn School of Pathology
South Parks Road
Oxford
OX1 3RE
United Kingdom

ORCiD logoORCID ID 0000-0002-9581-5311
Phone +44 (0)1865 618675
Email simon.kyle@ndcn.ox.ac.uk
Dr Ximena Omlin
Scientific

Sleep and Circadian Neuroscience Institute
Sir William Dunn School of Pathology
South Parks Road
Oxford
OX1 3RE
United Kingdom

ORCiD logoORCID ID 0000-0003-2508-9956
Phone +44 (0)1865 618671
Email ximena.omlin@ndcn.ox.ac.uk
Prof Colin Espie
Scientific

Sleep and Circadian Neuroscience Institute
Sir William Dunn School of Pathology
South Parks Road
Oxford
OX1 3RE
United Kingdom

ORCiD logoORCID ID 0000-0002-1294-8734
Phone +44 (0)1865 618661
Email colin.espie@ndcn.ox.ac.uk

Study information

Study designSingle-centre interventional randomized-controlled double-blind cross-over trial
Primary study designInterventional
Secondary study designRandomised cross over trial
Study setting(s)Other
Study typeTreatment
Participant information sheet Not available in web format, please use contact details to request a participant information sheet.
Scientific titleModulation of sleep and arousal using transcranial direct current stimulation in insomnia
Study objectivesThe primary hypothesis for the trial is:
1. Cathodal tDCS will reduce cortical arousal in participants with insomnia relative to sham stimulation

Secondary hypotheses for the trial are:
1. Cathodal tDCS will increase subjective sleepiness and reduce subjective and objective arousal relative to sham stimulation
2. Cathodal tDCS will reduce sleep onset latency and improve sleep continuity relative to sham stimulation
3. Cathodal tDCS will lead to a reduction in cortical arousal after the sleep period relative to sham stimulation
4. Cathodal tDCS will lead to improvements in sleep-dependent cognition and daytime functioning relative to sham stimulation
Ethics approval(s)Approved 08/04/2019, Medical Sciences Inter-Divisional Research Ethics Committee (Research Services, University of Oxford, Wellington Square, Oxford, OX1 2JD; Tel: 44 (0)1865 616577; Email: ethics@medsci.ox.ac.uk), ref: R62079/RE001
Health condition(s) or problem(s) studiedInsomnia
InterventionInterested participants will be screened for suitability through an online questionnaire and a telephone interview with a member of the research team. Once eligibility has been determined, and consent acquired, participants will undergo two experimental nights at the sleep laboratory; one night with cathodal tDCS and one night with sham stimulation prior to the sleep period (order of nights is randomised). Participants will be randomly allocated to treatment order (real stimulation first then sham; sham first then real stimulation) in a counterbalanced manner. This is a double-blind study; the experimenter will also be blind to the stimulation delivered.

Prior to sleep, participants will undergo 20 min of cathodal transcranial direct current stimulation (bifrontal stimulation; max 2mA; current will be ramped up over 10 s, held for 20 min, and then ramped down over 10 s) or sham stimulation (current will be ramped up over 10 s and then switched off; standard protocol for credible tDCS sham stimulation).

Prior to the study nights, participants will wear an actimeter and complete a sleep diary. During the study nights, polysomnography (throughout the night) and resting state EEG (before and after the stimulation and in the morning) will be performed to assess objective sleep parameters and markers of cortical arousal. Furthermore, participants will perform tasks to assess their cognitive functioning and fill out questionnaires assessing their sleep. Furthermore, subjective daytime functioning will be evaluated with the Daytime Insomnia Symptom Scale completed by the participant at four timepoints throughout the next day (after waking up, 12 am, 3 pm and 6 pm).
Intervention typeOther
Primary outcome measureCortical arousal measured using resting state EEG activity pre and post stimulation during assessment nights
Secondary outcome measures1. Sleepiness and subjective and objective arousal measured using Karolinska sleepiness scale, pre-sleep arousal scale and Psychomotor Vigilance Task pre and post stimulation during assessment nights
2. Sleep onset latency and sleep continuity measured using polysomnographic (PSG) sleep data recorded during assessment nights
3. Cortical arousal after the sleep period measured using resting state EEG activity after sleep period (both assessment nights)
4. Sleep-dependent cognition and daytime functioning measured using declarative memory task (overnight performance improvement) and daytime insomnia symptom scale (DISS) at pre- and post-assessment nights (memory task), after the sleep period (DISS), and at four timepoints during the day (after waking up, 12 am, 2 pm and 6 pm)
Overall study start date01/06/2018
Completion date31/05/2020

Eligibility

Participant type(s)Other
Age groupAdult
Lower age limit18 Years
Upper age limit65 Years
SexBoth
Target number of participants40
Key inclusion criteriaCurrent inclusion criteria as of 11/03/2020:
1. Participant is willing and able to give informed consent for participation in the study
2. Male or female, aged 18-65 years
3. Screening positive for persistent insomnia (chronicity >3 months) as indicated on the Sleep Condition Indicator
4. Sleep onset difficulties with or without sleep maintenance problems
5. Increased pre-sleep arousal (pre-sleep arousal scale)
6. Score ≤ 2 on the Sleep Condition Indicator questions 5 or 6 (daytime impairment)
7. Typical sleep period takes place within the hours of 10 pm – 9 am
8. Can read and understand English
9. Normal or corrected to normal vision (visual, computer-based, tasks comprise part of the experiment)

_____
Previous inclusion criteria:
1. Participant is willing and able to give informed consent for participation in the study
2. Male or female, aged 25-65 years
3. Screening positive for persistent insomnia (chronicity >3 months) as indicated on the Sleep Condition Indicator
4. Sleep onset difficulties with or without sleep maintenance problems
5. Increased pre-sleep arousal (pre-sleep arousal scale)
6. Score ≤ 2 on the Sleep Condition Indicator questions 5 or 6 (daytime impairment)
7. Typical sleep period takes place within the hours of 10 pm – 9 am
8. Can read and understand English
9. Normal or corrected to normal vision (visual, computer-based, tasks comprise part of the experiment)
10. Right handed
Key exclusion criteriaCurrent exclusion criteria as of 11/03/2020:
1. Unstable physical or mental health problems that may explain sleep disturbance
2. Probable additional sleep disorders (e.g. sleep-disordered breathing or periodic leg movements during sleep assessed via questionnaire and interview)
3. Habitual night shift, evening, or rotating shift-workers
4. Undergoing a psychological treatment programme for insomnia with a health professional
5. Medication use (central nervous system agents including hypnotics)
6. Previous participation in tDCS study
7. Substance abuse
8. Pregnancy
9. Psychosis or epilepsies
10. A score within the clinical range for depression (>14) or anxiety (>14) on Hospital Anxiety and Depression Questionnaire (HADS)
11. Learning disability
12. Skin allergies or very sensitive skin
13. Diagnosis of a neurological condition (e.g. epilepsy, stroke, multiple sclerosis)
14. Contraindications to tDCS (including, but not limited to metal in the head or medical devices implanted in the brain, epilepsy)

_____
Previous exclusion criteria:
1. Unstable physical or mental health problems that may explain sleep disturbance
2. Probable additional sleep disorders (e.g. sleep-disordered breathing or periodic leg movements during sleep assessed via questionnaire and interview)
3. Habitual night shift, evening, or rotating shift-workers
4. Undergoing a psychological treatment programme for insomnia with a health professional
5. Medication use (central nervous system agents including hypnotics)
6. Previous participation in tDCS study
7. Substance abuse
8. Pregnancy
9. Psychosis or epilepsies
10. A score within the clinical range for depression (>7) or anxiety (>10) on Hospital Anxiety and Depression Questionnaire (HADS)
11. Learning disability
12. Skin allergies or very sensitive skin
13. Diagnosis of a neurological condition (e.g. epilepsy, stroke, multiple sclerosis)
14. Contraindications to tDCS (including, but not limited to metal in the head or medical devices implanted in the brain, epilepsy)
Date of first enrolment25/06/2019
Date of final enrolment01/06/2020

Locations

Countries of recruitment

  • England
  • United Kingdom

Study participating centre

University of Oxford
Oxford
OX1 3RE
United Kingdom

Sponsor information

University of Oxford
University/education

Research Services
University Offices
Wellington Square
Oxford
OX22JD
England
United Kingdom

Phone +44 (0)1865 616577
Email ethics@medsci.ox.ac.uk
ROR logo "ROR" https://ror.org/052gg0110

Funders

Funder type

Government

National Institute for Health Research (NIHR) Oxford Biomedical Research Centre (BRC)
Government organisation / National government
Alternative name(s)
National Institute for Health Research, NIHR Research, NIHRresearch, NIHR - National Institute for Health Research, NIHR (The National Institute for Health and Care Research), NIHR
Location
United Kingdom
Dr. Mortimer and Theresa Sackler Foundation
Private sector organisation / Trusts, charities, foundations (both public and private)
Location
United Kingdom
Schweizerischer Nationalfonds zur Förderung der Wissenschaftlichen Forschung
Private sector organisation / Trusts, charities, foundations (both public and private)
Alternative name(s)
Schweizerischer Nationalfonds, Swiss National Science Foundation, Fonds National Suisse de la Recherche Scientifique, Fondo Nazionale Svizzero per la Ricerca Scientifica, Fonds National Suisse, Fondo Nazionale Svizzero, Schweizerische Nationalfonds, SNF, SNSF, FNS
Location
Switzerland

Results and Publications

Intention to publish date01/09/2020
Individual participant data (IPD) Intention to shareNo
IPD sharing plan summaryData sharing statement to be made available at a later date
Publication and dissemination planThe intention is to publish the results of this study, irrespective of magnitude or direction of effect, in peer-reviewed journals. Findings will also be presented at national and international scientific meetings. The results will be made available online wherever possible, if permitted by journal policies.
IPD sharing planThe data sharing plans for the current study are unknown and will be made available at a later date.

Editorial Notes

16/04/2020: Due to current public health guidance, recruitment for this study has been paused.
11/03/2020: The following changes were made to the trial record:
1. The inclusion criteria were changed.
2. The exclusion criteria were changed.
3. The recruitment end date was changed from 01/04/2020 to 01/06/2020.
21/06/2019: Trial's existence confirmed by ethics committee.