Reducing force in mental health care with the help of guidelines

ISRCTN ISRCTN71467851
DOI https://doi.org/10.1186/ISRCTN71467851
Secondary identifying numbers IVZ S3
Submission date
28/10/2019
Registration date
02/12/2019
Last edited
17/02/2025
Recruitment status
No longer recruiting
Overall study status
Completed
Condition category
Mental and Behavioural Disorders
Prospectively registered
Protocol
Statistical analysis plan
Results
Individual participant data

Plain English summary of protocol

Background and study aims
Coercive measures in psychiatry are discussed controversially. On the one hand, they are a violation of the human rights of people with mental health problems. On the other hand, they are often used as measures of the last resort to restore safety for patients and staff on psychiatric wards. This study aims to find out whether the use of coercive measures on psychiatric wards can be reduced by implementing the German Clinical Practice Guidelines "Avoidance of Coercion-Prevention and Treatment of Aggressive Behavior in Adults" (2018).

Who can participate?
52 psychiatric wards (26 from Southern Germany and 26 from Berlin) selected by the ward’s staff according to their needs and possibilities, supported by an implementation consultant (nurse, psychologist).

What does the study involve?
The participating wards are randomly allocated to either an intervention group or a control group. The intervention group receive the intervention (implementation of clinical practice guidelines) straight away for 12 months. The control group also receive the intervention after 12 months. The level of implementation, number of coercive measures, and the duration of coercive measures are recorded before and after the intervention and are compared between the intervention and control wards.

What are the possible benefits and risks of participating?
Staff on the wards might worry that aggressive incidents become more frequent when restrictive measures are reduced and that they might become victims of assaults. Therefore, the number and severity of aggressive incidents is also measured.

Where is the study run from?
1. Ulm University (Germany)
2. Vivantes Klinikum Am Urban, Clinic for Psychiatry, Psychotherapie und Psychosomatic Charite Berlin (Germany)
3. St. Hedwig Hospital, Psychiatric University Clinic, Charité Berlin (Germany)

When is the study starting and how long is it expected to run for?
January 2019 to January 2023

Who is funding the study?
Innovationsausschuss beim Gemeinsamen Bundesausschuss

Who is the main contact?
Dr Sophie Hirsch
sophie.hirsch@zfp-zentrum.de

Study website

Contact information

Dr Sophie Hirsch
Public

Weingartshofer Strasse 2
Ravensburg-Weissenau
88214
Germany

ORCiD logoORCID ID 0000-0002-1012-0853
Phone +49 (0)17684366426
Email sophie.hirsch@zfp-zentrum.de
Dr Sophie Hirsch
Scientific

Weingartshofer Strasse 2
Ravensburg
88214
Germany

ORCiD logoORCID ID 0000-0002-1012-0853
Phone +49 (0)17684366426
Email sophie.hirsch@zfp-zentrum.de

Study information

Study designMulticenter randomized matched-pair waiting list control trial (RCT) with complementary qualitative interviews
Primary study designInterventional
Secondary study designRandomised controlled trial
Study setting(s)Hospital
Study typePrevention
Participant information sheet 37367 PIS 1 page 31Aug2019.pdf
Scientific titleImplementation of the German Clinical Practice Guidelines on Prevention of Coercion and Violence (PreVCo) in psychiatry: a 2-year multicenter randomized matched-pair waiting list control trial (RCT) with complementary qualitative interviews
Study acronymPreVCo
Study objectivesCurrent study hypothesis as of 06/04/2023:
H1: The number of coercive measures per bed and year can be reduced by the intervention.
H1a: The guideline adherence can be enhanced by the intervention.
H2: The cumulative duration of seclusion and restraint per bed and year can be reduced by the intervention.
H3: Wards with high fidelity to the clinical practice guidelines have less coercive measures and less aggressive incidents.
H4: There is a correlation between the level of implementation in the intervention phase and the reduction of coercive measures.
H5: Various successful strategies can be identified due to the variety of interventions applied on the different participating wards.

Previous study hypothesis:
H1: The number of coercive measures per bed and year can be reduced by the intervention.
H2: The cumulative duration of seclusion and restraint per bed and year can be reduced by the intervention.
H3: Wards with high fidelity to the clinical practice guidelines have less coercive measures and less aggressive incidents.
H4: There is a correlation between the level of implementation in the intervention phase and the reduction of coercive measures.
H5: Various successful strategies can be identified due to the variety of interventions applied on the different participating wards.
Ethics approval(s)Approved 04/09/2019, ethics committee of Ulm University (Ulm HelmholtzstraBe 20 (Oberer Eselsberg) 89081 Ulm, Germany; Tel: +49 (0)731 500 22050/22052; Email: ethik-kommission@uni-ulm.de), ref: 55/19
Health condition(s) or problem(s) studiedPsychiatric wards treating patients with severe mental illness, including the option of involuntary treatment
InterventionParticipating wards choose 2-3 interventions from the following list:
1. Implementation of standardised recording of coercive measures and aggressive incidents allowing analysis on a ward level
2. Implementation of internal standards in accordance with the Clinical Practice Guidelines concerning indication, conduct, review, documentation and debriefing of coercive measures or review existing standards.
3. Establish monthly team meetings were the data on coercive measures are discussed together with the ward manager and the head of the department
4. Establish a schedule for staff training in de-escalation techniques and aggression management and make sure that every employee who has contact with patients is trained at least once every two years
5. Ensure that patients who are secluded or restrained receive continuous personal 1:1 support by trained staff
6. Guarantee that after coercive measures debriefings with involved patients are done regularly and that these debriefings are documented properly
7. Employ peers on the wards
8. Install a plan of action to enhance the physical environment to avoid aggression and coercion on the ward and review this plan annually
9. Implementation of risk assessment tools e.g. the Brøset Violence Checklist (BVC) or another instrument in all patients at risk. Ensure that patients with high scorings will get appropriate interventions, e. g. talking down a patient by two staff members
10. Advise the patients who experienced coercive measures to prepare a patient advance directive or offer to develop joint crisis plans together with their treating physicians
11. Realize pharmacotherapy in accordance with current clinical guidelines, evaluate the quality of the pharmacotherapy in regular intervals, e. g. once a month
12. Implementation of Safewards or another complex intervention consisting of different modules (e. g. Weddinger Modell, Six Core Strategies)

52 psychiatric wards (26 from Southern Germany and 26 from Berlin) are recruited to implement some of these interventions, selected by the ward’s staff according to their needs and possibilities, supported by an implementation consultant (nurse, psychologist). The wards are randomised to an intervention and a control group. The control group will also get the intervention after 12 months.

The level of implementation, number of coercive measures, the duration of coercive measures and the number and severity of aggressive incidents are recorded before and after the intervention and are compared between intervention and control wards. In T0 the intervention wards will have their baseline assessment and their 1-day kick-off workshop. The intervention period will last 12 months. The wards will have 2 further half-day-workshops and telephone and email support by experts during this year. In T1 (after 12 months) follow-up assessment will be performed on the intervention wards and baseline assessment will be performed on the waiting list wards. Then the waiting list wards will have the intervention. In T2 (after 24 months) the waiting list wards will have their follow-up measurement. The study contains also a qualitative part. The interviews will start in month 2 on the intervention wards and in month 14 on the waiting list wards.
Intervention typeBehavioural
Primary outcome measureNumber of coercive measures, measured per bed and year in the year before the intervention and in the intervention year. These are routine data available in all the clinics as prescribed by law. Coercive measures are forced medication, physical and mechanical restraint and seclusion.

Added 06/04/2023:
Due to the COVID-19 pandemic some wards were closed for several months and could not provide data at 12 months. Therefore the researchers decided to analyse the last 3 months provided by every ward. The intention to analyse all months (9-12 months were available) was also followed and used as a sensitive analysis.
Secondary outcome measuresCurrent secondary outcome measures as of 17/01/2023:

1. Level of implementation of the Clinical Practice Guidelines measured using a Likert scale graduated in ten steps (0-9) with standard examples covering the 12 interventions (derived from the guidelines recommendations) that can be implemented by the wards. Change will be measured by a pre-post-comparison calculating the difference between post- and pre-scoring (baseline and after 12 months)
2. Cumulative duration of coercive measures (physical and mechanical restraint and seclusion), measured using routine data in the year before the intervention and in the intervention year
3. Number of aggressive incidents measured using patient records during the year of the intervention

_____

Previous secondary outcome measures:

1. Level of implementation of the Clinical Practice Guidelines measured using a Likert scale graduated in ten steps (0-9) with standard examples covering the 12 interventions (derived from the guidelines recommendations) that can be implemented by the wards. Change will be measured by a pre-post-comparison calculating the difference between post- and pre-scoring (baseline and after 12 months)
2. Cumulative duration of coercive measures (physical and mechanical restraint and seclusion), measured using routine data in the year before the intervention and in the intervention year
3. Number of aggressive incidents measured using the SOAS-R scale during the year of the intervention. Events with >= 10 points on the SOAS-R scale will be counted as assaults
Overall study start date30/01/2019
Completion date31/01/2023

Eligibility

Participant type(s)Other
Age groupAdult
SexBoth
Target number of participants52 wards
Total final enrolment55
Key inclusion criteriaPsychiatric wards with the option to realize involuntary treatment
Key exclusion criteria1. Forensic wards
2. Wards for children and adolescents
3. Wards where mainly people with dementia are treated
Date of first enrolment01/02/2020
Date of final enrolment29/07/2020

Locations

Countries of recruitment

  • Germany

Study participating centres

Ulm University
ZfP Suedwuerttemberg, CLinic for Psychiatry and Psychotherapie I
Weingartshofer Strasse 2
Ravensburg-Weissenau
88214
Germany
Vivantes Klinikum Am Urban, Clinic for Psychiatry, Psychotherapie und Psychosomatic Charite Berlin,
Dieffenbachstraße 1
Berlin
10967
Germany
St. Hedwig Hospital, Psychiatric University Clinic, Charité Berlin
Große Hamburger Str. 5-11
Berlin
10115
Germany

Sponsor information

Ulm University
Hospital/treatment centre

ZfP Suedwuerttemberg, Clinic of Psychiatry and Psychotherapy I
Weingartshofer Strasse 2
Ravensburg-Weissenau
88214
Germany

Phone +49 (0)75176012378
Email tilman.steinert@zfp-zentrum.de
Website https://www.zfp-web.de
ROR logo "ROR" https://ror.org/032000t02

Funders

Funder type

Government

Innovationsausschuss beim Gemeinsamen Bundesausschuss

No information available

Results and Publications

Intention to publish date31/07/2023
Individual participant data (IPD) Intention to shareYes
IPD sharing plan summaryStored in publicly available repository
Publication and dissemination planCurrent publication and dissemination plan as of 17/01/2023:
The study design was published in 2020, the pilot study was published in 2022. In 2023 the quantitative and qualitative analysis will be published.

Previous publication and dissemination plan:
The study design will be published at the end of 2019. In 2023 the quantitative and qualitative analysis will be published.
IPD sharing planThe datasets generated during and/or analysed during the current study will be stored in a publically available repository

Study outputs

Output type Details Date created Date added Peer reviewed? Patient-facing?
Protocol article protocol 15/09/2020 27/10/2020 Yes No
Interim results article Pilot study results 01/05/2022 17/01/2023 Yes No
Participant information sheet Brief PIS. In German. 31/08/2019 17/01/2023 No Yes
Participant information sheet In German 17/01/2023 No Yes
Interim results article baseline survey data 11/05/2023 31/05/2023 Yes No
Dataset 22/11/2023 16/01/2024 No No
Results article 01/12/2023 16/01/2024 Yes No
Other publications Barriers and facilitators 14/02/2025 17/02/2025 Yes No

Additional files

37367 PIS.pdf
In German
37367 PIS 1 page 31Aug2019.pdf
Brief PIS. In German.

Editorial Notes

17/02/2025: Publication reference added.
16/01/2024: The following changes were made to the trial record:
1. Publication reference added.
2. A link to the dataset was added.
3. The participant level data sharing statement was added.
31/05/2023: Publication reference added.
06/04/2023: The study hypothesis and primary outcome measure were updated.
21/03/2023: The study design was changed from 'Mixed methods multicentre interventional cluster-randomised trial' to 'Multicenter randomized matched-pair waiting list control trial (RCT) with complementary qualitative interviews'.
17/01/2023: The following changes were made to the trial record:
1. The participant information sheets were uploaded as additional files.
2. Publication reference added.
3. The trial website was added.
4. The total final enrolment was added.
5. The recruitment end date was changed from 30/04/2020 to 29/07/2020.
6. The publication and dissemination plan was changed.
7. The secondary outcome measures were changed.
27/10/2020: Publication reference added.
27/04/2020: The following changes have been made:
1. The scientific title has been changed from "Implementation of clinical practice guidelines on prevention of coercion in adult's psychiatry in Germany [Implementierung der S3 Leitlinie Verhinderung von Zwang]" to "Implementation of the German Clinical Practice Guidelines on Prevention of Coercion and Violence (PreVCo) in psychiatry: a 2-year multicenter randomized matched-pair waiting list control trial (RCT) with complementary qualitative interviews".
2. The acronym has been changed from "IVZ S3" to "PreVCo".
3. The secondary study design from "Cluster randomised trial" to "Randomised controlled trial".
4. The participant type has been changed from "Patient" to "Other".
12/11/2019: Trial's existence confirmed by ethics committee.