Effectiveness of electronic cigarettes compared with combination nicotine replacement therapy for smoking cessation in patients with chronic obstructive pulmonary disease and effect on lung health (ECAL Trial)

ISRCTN ISRCTN82413824
DOI https://doi.org/10.1186/ISRCTN82413824
ClinicalTrials.gov (NCT) Nil known
Clinical Trials Information System (CTIS) Nil known
Integrated Research Application System (IRAS) 1006828
Protocol serial number RG_20-120, CPMS 56604
Sponsor University of Birmingham
Funder National Institute for Health and Care Research
Submission date
03/05/2023
Registration date
04/10/2023
Last edited
07/01/2026
Recruitment status
No longer recruiting
Overall study status
Ongoing
Condition category
Respiratory
Prospectively registered
Protocol
Statistical analysis plan
Results
Individual participant data
Record updated in last year

Plain English summary of protocol

Background and study aims
Chronic obstructive pulmonary disease (COPD) is a common lung condition which mainly affects adults aged 35 years and older, and it is most often caused by smoking. COPD symptoms tend to get gradually worse over time and can limit normal activities. Smoking speeds up the progression of COPD but it can be extremely hard to quit, and people with COPD tend to have a greater dependence on nicotine. There are several different treatments available that increase people’s chances of successfully quitting smoking; however, many people still relapse back to smoking. Electronic cigarettes (e-cigs) are not currently available on NHS prescription but could help COPD patients to quit smoking. Our goal with this research is to find out how effective e-cigs are compared with combination NRT in helping COPD patients quit smoking cigarettes, and which treatment is more cost-effective for the NHS. The data collected during this trial will also be used to inform a lung health sub-study and wellbeing sub-study. The lung health sub-study will look at the effects of switching to vaping on clinical, physiological and cellular measures of lung health between vapers, continued smokers and quitters. The well-being sub-study will look at the effect of switching to vaping on anxiety, depression and social quality of life compared to those who smoke and quitters.

Who can participate?
People aged 35 years and older who have been identified from selected GP practices and NHS hospitals in England, Wales and Scotland, diagnosed with COPD and are current smokers who want to try to stop smoking

What does the study involve?
This multi-centre trial will invite potentially eligible patients identified from selected GP practices and NHS hospitals in England, Wales and Scotland. Trial participants will be followed up for 1 year. All participants will be asked to have two face-to-face clinic visits to undertake lung function tests and blood tests. Participants will also receive behaviour support calls from a smoking cessation advisor at set time points through the follow-up period.

What are the possible benefits and risks of participating?
All participants will receive support to stop smoking. There is a potential that participants may be successful in quitting smoking and see an improvement in their health. The products used in this trial are widely used for smoking cessation in standard practice and can be bought over the counter. Participants have no higher risk of side effects than if they were to receive either treatment as part of standard care. The use of nicotine-containing products can result in mild side effects and the main participant information sheet (PIS) advises of these and explains what to do/ who to contact if they experience issues. The participants’ GPs will be notified about their participation in the trial, and they will be advised to monitor their patients whilst they try to quit smoking.

Where is the study run from?
University of Birmingham (UK)

When is the study starting and how long is it expected to run for?
September 2022 to January 2027

Who is funding the study?
National Institute for Health and Care Research (NIHR) (UK)

Who is the main contact?
Birmingham Clinical Trials Unit, ECAL@trials.bham.ac.uk (UK)

Contact information

Prof David Thickett
Principal investigator

Centre for Translational Inflammation Research
Queen Elizabeth Hospital
Institute of Inflammation and Ageing
University of Birmingham
Edgbaston
Birmingham
B15 2SQ
United Kingdom

ORCiD logoORCID ID 0000-0002-5456-6080
Phone +44 (0)121 371 3231
Email d.thickett@bham.ac.uk
Dr Amanda Farley
Scientific

Institute of Applied Health Research
University of Birmingham
Edgbaston
Birmingham
B15 2TT
United Kingdom

ORCiD logoORCID ID 0000-0002-4370-0264
Phone None available
Email a.c.farley@bham.ac.uk
Dr Birmingham Clinical Trials Unit
Public

Institute of Applied Health Research
College of Medical and Dental Sciences
Public Health Building
University of Birmingham
Birmingham
B15 2TT
United Kingdom

Phone +44 (0)121 414 8137
Email ECAL@trials.bham.ac.uk

Study information

Primary study designInterventional
Study designMulticentre two-arm randomized controlled trial with embedded cost-effectiveness and cohort analyses
Secondary study designRandomised controlled trial
Scientific titleEffectiveness of electronic cigarettes compared with combination nicotine replacement therapy for smoking cessation in patients with chronic obstructive pulmonary disease and effect on lung health (ECAL Trial)
Study acronymECAL
Study objectivesTo investigate the effectiveness and cost-effectiveness of Electronic Cigarettes for quitting smoking compared with combination Nicotine Replacement Therapy as an aid to smoking cessation.

To explore change in lung and mental health in people who switch to vaping compared with people who quit smoking without vaping, and people who continue to smoke.
Ethics approval(s)

Approved 03/10/2023, North East - Newcastle & North Tyneside 2 Research Ethics Committee (2 Redman Place, Stratford, London, E20 1JQ, United Kingdom; +44 (0)207 104 8086; newcastlenorthtyneside2.rec@hra.nhs.uk), ref: 23/NE/0102

Health condition(s) or problem(s) studiedChronic obstructive pulmonary disease (COPD)
InterventionIntervention arm: Electronic Cigarettes (EC) - At the baseline visit, participants will be given an EC starter pack and an initial supply of e-liquid (up to 20 mg nicotine/ml). Participants will be provided with instructions on how to continue sourcing further supplies themselves from reputable vendors in their preferred nicotine strength and flavours.

Comparator arm: Combination Nicotine Replacement Therapy (NRT) - Participants will receive up to a 12-week supply of a nicotine patch plus a fast-acting nicotine product to be used in combination. Participants who do not wish to use patches (e.g. due to previous experience with skin irritation) will be offered two types of fast-acting products.

Telephone behavioural support: All participants (intervention and comparator arm) will be advised at the baseline visit that they will receive six weekly behavioural support telephone calls from stop-smoking advisors which will commence within a few days of the baseline visit. During these calls, the advisor will deliver behavioural support according to the National Centre for Smoking Cessation Training Standard Programme including setting a TQD and providing further support around medication use.
Intervention typeDrug
PhasePhase III
Drug / device / biological / vaccine name(s)Electronic cigarettes with e-liquid (up to 20 mg nicotine/ml), nicotine patch, fast-acting nicotine product
Primary outcome measure(s)

Abstinence from smoking since target quit date (TQD) biochemically validated (exhaled CO<8ppm), defined in accordance with the Russell Standard. This will be measured with a questionnaire and exhaled carbon monoxide measurement at 52 weeks post-TQD

Key secondary outcome measure(s)

1. Abstinence from smoking for at least 26 weeks biochemically validated (exhaled CO <8 ppm) measured using a questionnaire at 52 weeks
2. 7-day point prevalence abstinence from smoking biochemically validated (exhaled CO <8 ppm) measured using a questionnaire at 52 weeks
3. Self-reported abstinence from smoking for at least 26 weeks measured using a questionnaire at 52 weeks
4. Self-reported 7-day point prevalence abstinence from smoking measured using a questionnaire at 4, 26 and 52 weeks
5. Reduction in cigarettes smoked (self-report of any and > 50% reduction) from baseline to 52 weeks measured using a questionnaire, confirmed by reductions in expired CO readings at 52 weeks
6. Reduction in cigarettes smoked (self-report of any and > 50% reduction) from baseline to 26/52 weeks measured using a questionnaire
7. Continued use of the allocated product measured using a questionnaire at 4, 26 and 52 weeks
8. Withdrawal symptoms and urges to smoke (change from baseline to 1/2/3/4 week) measured using the mood and physical symptom scale (MPSS)
9. COPD Symptoms (change from baseline to 4/26/52 week) measured using COPD Assessment Test (CAT) and the Clinical COPD Questionnaire (CCQ)
10. Number of COPD exacerbations over the past 52 weeks (change from baseline to 52 weeks) measured using a questionnaire
11. Number of self-reported upper respiratory tract over the past 52 weeks (change from baseline to 52 weeks) measured using a questionnaire
12. Post bronchodilator spirometry (FEV1, FVC and MMEF change from baseline to 52 weeks). Forced Expiratory Volume in 1 Second (FEV1): The maximal volume of air that can be expired in the first second of a forced expiration from a position of full inspiration (measured in Litres (L) and also expressed as the % predicted for age, sex, height and race). Forced Vital Capacity (FVC): The maximal volume of air that can be expired during a forced and complete expiration from a position of full inspiration (measured in L and % predicted). Mean Mid-Expiratory Flow (MMEF): The average flow between 25% and 75% of the FVC manoeuvre (measured in L/sec and % predicted).

Health economic outcomes:
1. Health-related quality of life (EQ-5D-5L) measured using a questionnaire change from baseline to 4/26/52 weeks
2. Use of healthcare resources and costs measured using a questionnaire at 26 and 52 weeks
3. Cost-effectiveness based on cost per quitter and cost per Quality-Adjusted Life-Year (QALY) at 52 weeks, and modelled cost per QALY over a patient's lifetime

Completion date05/01/2027

Eligibility

Participant type(s)Patient
Age groupMixed
Lower age limit35 Years
Upper age limit100 Years
SexAll
Target sample size at registration1250
Total final enrolment141
Key inclusion criteriaCurrent inclusion criteria as of 07/01/2026:
1. COPD diagnosis confirmed by post-bronchodilator spirometry (FEV1/FVC <0.7), any GOLD stage
2. Current daily smoker
3. Willing to try to stop smoking using only allocated trial products
4. Aged 35 years or over

Previous inclusion criteria:
1. COPD diagnosis previously confirmed by post-bronchodilator spirometry (FEV1/FVC <0.7), any GOLD stage
2. Current smoker (≥5 cigarettes per day)
3. Motivated to stop smoking
4. Aged 35 years or over
Key exclusion criteriaCurrent exclusion criteria as of 07/01/2026:
1. Unable to perform spirometry to a satisfactory standard (e.g. due to dementia, lack of teeth, lack of coordination or not having a good oral seal)
2. Deemed as unsuitable to participate in the trial (e.g. terminal illness, unable to give informed consent)
3. Unable to participate in behaviour support calls
4. Severe angina or unstable cardiovascular disease
5. History of end stage kidney disease
6. History of cirrhosis of the liver
7. Currently taking part in another trial of smoking cessation or COPD treatment/management
8. Contraindications to spirometry within the last 12 weeks – tuberculosis infection, cardiac infarction, retinal detachment, Pneumothorax or surgery on the chest, abdomen, brain, ears or eyes (invite back and re-assess after 12 weeks)

Previous exclusion criteria:
1. Unable to perform spirometry to a satisfactory standard (e.g. due to dementia, lack of teeth, lack of coordination or not having a good oral seal)
2. Deemed as unsuitable to participate in the trial (e.g. terminal illness, unable to give informed consent)
3. Unable to participate in behaviour support calls
4. Severe angina or unstable cardiovascular disease
5. History of end stage kidney disease
6. History of cirrhosis of the liver
7. Currently taking NRT, bupropion, varenicline or ECs to stop or reduce smoking
8. Currently taking part in another trial of smoking cessation or COPD treatment/management
9. COPD exacerbation or inpatient hospital stay within the last 8 weeks (invite back and re-assess after 8 weeks)
10. Contraindications to spirometry within the last 12 weeks – tuberculosis infection, cardiac infarction, retinal detachment or surgery on the chest, abdomen, brain, ears or eyes (invite back and re-assess after 12 weeks)
Date of first enrolment26/06/2024
Date of final enrolment21/11/2025

Locations

Countries of recruitment

  • United Kingdom
  • England
  • Scotland
  • Wales

Study participating centres

University Hospitals Birmingham NHS Foundation Trust
Queen Elizabeth Hospital
Mindelsohn Way
Edgbaston
Birmingham
B15 2GW
England
Leeds Teaching Hospitals NHS Trust
St. James's University Hospital
Beckett Street
Leeds
LS9 7TF
England
Gateshead Health NHS Foundation Trust
Queen Elizabeth Hospital
Sheriff Hill
Gateshead
NE9 6SX
England
The Shrewsbury and Telford Hospital NHS Trust
Mytton Oak Road
Shrewsbury
SY3 8XQ
England
Mid and South Essex NHS Foundation Trust
Broomfield Hospital, Court Rd, Broomfield
Chelmsford
CM1 7ET
England
South Tees Hospitals NHS Foundation Trust
James Cook University Hospital
Marton Road
Middlesbrough
TS4 3BW
England
University Hospitals Sussex NHS Foundation Trust
Royal Sussex County Hospital, Eastern Rd
Brighton
BN2 5BE
England
Sherwood Forest Hospitals NHS Foundation Trust
Kings Mill Hospital
Mansfield Road
Sutton-in-ashfield
NG17 4JL
England
The Dudley Group NHS Foundation Trust
Russells Hall Hospital
Pensnett Road
Dudley
DY1 2HQ
England
Healthcare Central London Ltd & Central London Healthcare CIC
South Westminster Centre, St Georges House, 82 Vincent Square
London
SW1P 2PF
England
Betsi Cadwaladr University Health Board
Glan Clwyd Hospital
Rhyl
LL18 5UJ
Wales
The Confederation Hillingdon Cic
Pembroke Centre, 90 Pembroke Rd
Ruislip
HA4 8NX
England
Tameside and Glossop Integrated Care NHS Foundation Trust
Tameside General Hospital
Fountain Street
Ashton-under-lyne
OL6 9RW
England
Manchester University NHS Foundation Trust
Wythenshawe Hospital, Southmoor Rd, Wythenshawe
Manchester
M23 9LT
England
Manchester University NHS Foundation Trust
North Manchester General Hospital, Delaunays Rd, Crumpsall
Manchester
M8 5RB
England
Vauxhall Primary Health Care
Vauxhall Health Centre, 111-117 Limekiln Lane
Liverpool
L5 8XR
England

Results and Publications

Individual participant data (IPD) Intention to shareYes
IPD sharing plan summaryAvailable on request
IPD sharing planThe data-sharing plans for the current study are unknown and will be made available at a later date

Study outputs

Output type Details Date created Date added Peer reviewed? Patient-facing?
Protocol (other) 30/12/2025 No No
Study website 11/11/2025 11/11/2025 No Yes

Editorial Notes

07/01/2026: The inclusion and exclusion criteria and study participating centres were updated.
30/12/2025: The following changes were made to the study record:
1. The date of final enrolment was changed from 30/09/2025 to 21/11/2025.
2. The completion date was changed from 31/12/2026 to 05/01/2027.
3. Protocol and total final enrolment added.
17/09/2025: The date of final enrolment was changed from 30/09/2025 to 31/12/2025.
20/08/2025: The following changes were made to the study record:
1. The date of final enrolment was changed from 10/08/2025 to 30/09/2025.
2. The completion date was changed from 30/09/2025 to 31/12/2026.
12/07/2024: The recruitment start date was changed from 03/06/2024 to 26/06/2024.
20/06/2024: The recruitment start date was changed from 10/06/2024 to 03/06/2024.
03/06/2024: The recruitment start date was changed from 10/05/2024 to 10/06/2024.
11/04/2024: The following changes were made:
1. Phase added.
2. Study website added.
3. The recruitment start date was changed from 01/03/2024 to 10/05/2024.
4. The recruitment end date was changed from 30/09/2024 to 10/08/2025.
5. The following study participating centres were added: Leeds Teaching Hospitals NHS Trust, Gateshead Health NHS Foundation Trust and The Shrewsbury and Telford Hospital NHS Trust.
02/11/2023: Internal review.
04/10/2023: ISRCTN received notification of combined HRA/MHRA approval for this trial on 04/10/2023
03/05/2023: Trial's existence confirmed by Health Research Authority (HRA) (UK).