Can a school-based Roots of Empathy programme help Y5 pupils improve their mental health, increase their empathy and their prosocial behaviour, before they move to secondary school?

ISRCTN ISRCTN98490275
DOI https://doi.org/10.1186/ISRCTN98490275
Secondary identifying numbers M261 YEF Nurturing Empathy
Submission date
03/10/2022
Registration date
14/10/2022
Last edited
13/10/2022
Recruitment status
No longer recruiting
Overall study status
Completed
Condition category
Other
Prospectively registered
Protocol
Statistical analysis plan
Results
Individual participant data
Record updated in last year

Plain English Summary

Background and study aims
Roots of Empathy have designed the Nurturing Empathy before Transition (NEBT) project which aims to increase empathy and prosocial behaviour, as well as having a positive impact on the mental health of school children in year 5. It is described by the delivery partners as "an evidence-based, preventative intervention for primary school children, that aims to reduce aggression, including bullying, and increases children’s social and emotional competence."

Sheffield Hallam University have been appointed as the independent evaluator and are using a Randomised Control Trial (RCT) to evaluate if, how and why the programme works. As part of this RCT, 140 schools will be recruited (60 schools in 2022/3 and 80 schools in 2023/4). Seventy will be randomly assigned to the intervention (30 schools in 2022/3 and 40 schools in 2023/4). Over the two years, 70 schools will be assigned to the control group. As such they will receive £400 as an incentive for their data collection but will not receive the intervention. The project will be delivered by a member of school staff that will have undergone training to become a Roots of Empathy Instructor, in partnership with a volunteer family (parent and baby) and a classroom teacher. The Instructor is recruited from the school but cannot be the year 5 classroom teacher. In the past Teaching Assistants and or Parent Liaison workers have taken on the role of Instructor. The Instructor receives training, is assigned an ROE mentor and given ongoing professional development. For more information visit the Roots of Empathy website.

The aim of this study is to evaluate the impact of delivering the Roots of Empathy programme, in a school setting to year 5 primary school pupils This randomised controlled trial (RCT) has been funded by the YEF and will focus on the development of mental health, empathy and prosocial behaviour. The evaluation is not an assessment of individual pupils or schools but is about understanding how effective the RoE programme is overall.

Who can participate?
This research is for primary schools in England with a minimum of 21% of pupils eligible for pupil premium. In addition, schools need to be in one of the following broad geographical areas; London, Midlands, Yorkshire and Merseyside. One class in each school will be identified to take part in the programme.

What does the study involve?
Schools are randomised to one of two groups, either the intervention group or the control group.
The intervention group will receive the RoE programme in their school for one year 5 class. The RoE programme consists of 27-sessions, covering nine themes. This equates to approximately three sessions a month, they are: a Pre-family visit session, a Family visit (with the volunteer parent and baby), and a Post-family visit session.

Control group, no activities planned. ALL pupils will also be expected to fill in a survey at two-time points, to assess their mental health, empathy and prosocial behaviour. Teachers and leads from participating schools will also be asked to fill in questionnaires that will give detail on the context of their school and their perceptions of student’s behaviour.

What are the possible benefits and risks of participating?
All participating schools have the opportunity to be part of a high-quality research trial, working with experienced researchers from Sheffield Hallam University’s Institute of Education (SIOE) that will provide insight into if, how and why the Roots of empathy programme leads to increases in mental health, empathy and prosocial behaviour. Control schools will receive a financial payment on completion of different elements of the study. The expectation is that this money compensates control schools for taking part in this research. Therefore, pupils will get to take part in the Roots of Empathy or (if in the control group) benefit from enriched educational experiences. One risk is that pupils will be asked to participate in additional tasks as part of this evaluation-in addition to their normal school timetable. The risks have been minimised by making sure any evaluative tasks, such as questionnaires are as short as possible and only used if essential to the study.

Where is the study run from?
The study is taking place schools in the UK. The Randomised Control Trial evaluation is being conducted by Sheffield Institute of Education at Sheffield Hallam University (UK)

When is the study starting and how long is it expected to run for?


Who is funding the study?
This study is funded by the Youth Endowment Fund (YEF) (UK)

Who is the main contact?
Dr Sarah Reaney-Wood, s.j.reaney-wood@shu.ac.uk

Contact information

Dr Sarah Reaney-Wood
Principal Investigator

Arundel Building
Sheffield Hallam University
City Campus
Howard Street
Sheffield
S1 1WB
United Kingdom

Phone +44 114 225 3634
Email s.j.reaney-wood@shu.ac.uk

Study information

Study designRandomized controlled trial
Primary study designInterventional
Secondary study designCluster randomised trial
Study setting(s)School
Study typeOther
Participant information sheet Not available in web format, please use the contact details to request a patient information sheet.
Scientific titleNurturing Empathy before Transition in Y5 pupils. A randomised controlled trial to explore whether the Roots of Empathy programme for Y5 pupils improves their mental health, increases their empathy and increases their prosocial behaviour, in comparison to control schools
Study acronymROE NEBT RCT
Study hypothesisThe aim of the evaluation is to understand if and how the Roots of Empathy programme, delivered as part of the Nurturing Empathy before Transition project improves pupil mental health, increases their empathy and prosocial behaviour.
Ethics approval(s)Approved 03/05/2022, Sheffield Hallam Universities Ethics Review System (City Campus, Howard Street, Sheffield, S1 1WB, UK; +44 114 225 5678; converis@shu.ac.uk), ref: ER19810112
ConditionMental health, empathy and prosocial behaviour in Y5 pupils
InterventionRoots of Empathy will be training a member of school staff to deliver their programme for the NEBT project. The Roots of Empathy (RoE) programme consists of 27 sessions, consisting of 3 per month with the parent and baby attending one session per month, and a preparation and debrief session either side. Sessions last for approximately 40-45 minutes. However, as the welfare of the mother and baby are of paramount importance it is feasible that the mother and baby session may be cut-short if needed.

The intervention group will receive the RoE programme in their school for one year 5 class. The RoE programme consists of 27-sessions, covering nine themes. This equates to approximately three sessions a month, they are: a Pre-family visit session, a Family visit (with the volunteer parent and baby), and a Post-family visit session.

Control group, no activities planned. ALL pupils will also be expected to fill in a survey at two-time points, to assess their mental health, empathy and prosocial behaviour. Teachers and leads from participating schools will also be asked to fill in questionnaires that will give detail on the context of their school and their perceptions of student’s behaviour.
Intervention typeBehavioural
Primary outcome measure1. Mental health measured using the Me and My Feelings questionnaire (Deighton et al., 2012) at baseline and endline (10-11 months)
Secondary outcome measures1. Mental health measured using the Strengths and Difficulties Questionnaire (SDQ) (Goodman, 2001) at baseline and endline (10-11 months)
2. Empathy measured using the Basic Empathy Scale (BES) (Joliffe et al., 2006) at baseline and endline (10-11 months)
Overall study start date01/10/2021
Overall study end date01/08/2024

Eligibility

Participant type(s)Other
Age groupChild
SexBoth
Target number of participants140 schools, approx 4200
Participant inclusion criteriaSchool level:
1. Primary school
2. In Yorkshire, Merseyside, the Midlands (East and West) and Greater London
3. 21% or more FSM/PP
Participant exclusion criteriaSchool level:
1. Prior experience of the RoE programme
2. Private schools, special schools or PRU
Recruitment start date01/04/2022
Recruitment end date07/10/2022

Locations

Countries of recruitment

  • England
  • United Kingdom

Study participating centre

Sheffield Hallam University
Arundel Building
Sheffield Hallam University
City Campus
Howard Street
Sheffield
S1 1WB
United Kingdom

Sponsor information

Sheffield Hallam University
University/education

Sheffield Hallam University City Campus
Howard Street
Sheffield
S1 1WB
England
United Kingdom

Phone +44 114 225 5555
Email enquiries@shu.ac.uk
Website http://www.shu.ac.uk/
ROR logo "ROR" https://ror.org/019wt1929

Funders

Funder type

Charity

Youth Endowment Fund

No information available

Results and Publications

Intention to publish date01/08/2025
Individual participant data (IPD) Intention to shareYes
IPD sharing plan summaryStored in non-publicly available repository
Publication and dissemination planThe results will be published in a report for the YEF, which will be publicly available. In addition, results planned publication in a high-impact journal and dissemination at relevant conferences
IPD sharing planFor the purpose of research, at the end of the study pupil data supplied to the SHU evaluation team by schools/ROE will be shared with the Department of Education (DfE). The DfE will pseudonymise the data, so it is no longer possible to identify any individual young person from the study data. The DfE will then transfer the data to the YEF Data Archive, which is stored in the Office for National Statistics (ONS) Secure Research
Service. The YEF is the ‘controller’ of the information in the Archive. It will be possible for information in the Archive to be linked with information about the pupils from the National Pupil Database (NPD) and the Police National Computer (PNC). This will help approved researchers find out the long-term impact of the projects funded by YEF. It is YEF’s intention to retain data in the YEF archive indefinitely. This is consistent with the Information
Commissioner’s Office (ICO)’s view that data can be held indefinitely for research and archiving purposes. However, YEF will commit to reviewing every 5 years, following submission to the YEF archive, to see whether there is a continued benefit to storing the data and its potential use in future research.

Editorial Notes

13/10/2022: Trial's existence confirmed by Youth Endowment Fund.