A randomised, double-blind, parallel group, placebo controlled, trial of Bactek for the prevention of lower respiratory tract infections in preterm infants

ISRCTN ISRCTN14019493
DOI https://doi.org/10.1186/ISRCTN14019493
IRAS number 1007696
Secondary identifying numbers 1939-23, IRAS 1007696, CPMS 55712
Submission date
24/05/2024
Registration date
01/08/2024
Last edited
15/05/2025
Recruitment status
Recruiting
Overall study status
Ongoing
Condition category
Respiratory
Prospectively registered
Protocol
Statistical analysis plan
Results
Individual participant data
Record updated in last year

Plain English Summary

Background and study aims
Babies born early or prematurely have under-developed lungs. Many need help with their breathing after birth and some go on to have lifelong lung problems. Premature babies will get infections after discharge, which they generally deal with well. The problem is that over half get chest infections which further damage the lungs. There are very few treatments available to prevent viral chest infections except against the virus called RSV (Respiratory Syncytial Virus). We want to use a new approach to prepare the babies’ immune system to fight chest infections. Bactek (MV-130) is an oral spray containing harmless dead bacteria, so it works like a vaccine. The dead bacteria should help the baby build a strong immune system, preventing further damage to the lungs by helping fight chest infections. Studies show Bactek decreases chest infections and wheezing safely in children and babies. Only some premature babies have been studied so far, so a larger study is needed to show if Bactek works in premature babies born at less than 30 weeks’ of gestation.

We want to collect data to show if Bactek spray decreases the number of visits to the GP, A&E or hospital admissions for chest infections in premature babies when compared to babies who get a placebo (dummy) spray. We will do a study called a blinded, randomised, placebo-controlled trial.

We wish to include 542 babies to show if chest infections decrease from 55% (the current rate) to 40%. If this treatment works, there will be large savings and it will benefit the parents and babies.

Who can participate?
Babies born at a gestational age ≤29+6 weeks (including infants born as one of a multiple births)

What does the study involve?
After consent from parents, we will allocate babies to one of two treatments. One group will get Bactek and the other a placebo (treatment spray that looks the same but does not contain dead bacteria). Parents and researchers will not know which group the baby is in. The treatment will be given daily from when the baby reaches 37 weeks’ corrected gestation (close to their “due date”) until they are one year from their expected due date.

What are the possible benefits and risks of participating?
Benefits:
Not provided at time of registration
Risks:
The research team will be available at all times during the study to watch closely for possible health problems that may occur and to answer any questions. Parents are advised to inform study staff about any side effects or health problems whilst taking part in the study, and advised to report them, even if they do not think that the side effects are caused by the study medicine.
Nose swab: may cause some discomfort but should not be painful.
Blood sampling: small amounts of blood will be taken, and where possible, blood sampling will be aligned to a clinically required blood test. They will be advised there may be a little discomfort, bruising, bleeding or swelling where the needle enters the skin. Staff are trained in this procedure and will attempt to minimise discomfort or distress that may be experienced to perform the procedure quickly and as painlessly as possible. Not all babies will have blood taken.
Lung function testing: This will be carried out whilst the babies are asleep and will not cause any distress,
Bactek (MV-130) side effects are explicitly detailed in the Summary of product characteristics. To ensure any early adverse reactions are identified, a safety run-in period will take place for the first 4 participants recruited. At least one week of dosing must be completed prior to initiating treatment in each subsequently randomised participant. All participants are under medical review for the duration of the trial.
All Participants are informed in advance about the risks during a detailed conversation and receive an emergency card with the relevant contact details of the site trial team.

Where is the study run from?
Cardiff University (UK)

When is the study starting and how long is it expected to run for?
March 2024 to March 2028

Who is funding the study?
National Institute for Health and Care Research (NIHR) (UK)

Who is the main contact?
Dr Sarah Kotecha, Trial Manager, kotechasj@cardiff.ac.uk

Contact information

Prof Sailesh Kotecha
Public, Scientific, Principal Investigator

UGT155, UHW, Heath Park
Cardiff
CF14 4XN
United Kingdom

Email kotechas@cardiff.ac.uk
Dr Sarah Kotecha
Public, Scientific

Trial Manager
Cardiff
CF14 4XN
United Kingdom

Email kotechasj@cardiff.ac.uk

Study information

Study designInterventional double-blind randomized controlled trial
Primary study designInterventional
Secondary study designRandomised controlled trial
Study setting(s)Community, Hospital
Study typeEfficacy
Scientific titleA randomised, double-blind, parallel group, placebo controlled, trial of Bactek for the prevention of lower respiratory tract infections in preterm infants
Study acronymBALLOON
Study hypothesisCurrent study hypothesis as of 07/03/2025:
Primary objective:
To investigate if sublingual Bactek spray, when compared to placebo, decreases the risk of health professional diagnosed LRTIs (after unscheduled visits to general practitioners (GPs), accident and emergency departments (A&Es) and hospital admissions) between term-equivalent 37-43 weeks’ gestation or discharge if earlier and one year of corrected age.

Secondary objective:
1. To establish if sublingual Bactek spray is superior to placebo in decreasing the number of health professional diagnosed LRTIs between term-equivalent 37 weeks’ gestation or discharge if earlier and one year of corrected age.
2. To establish if sublingual Bactek spray is superior to placebo in increasing the time to first health professional diagnosed LRTI between term-equivalent 37 weeks’ gestation or discharge if earlier and one year of corrected age.
3. To establish if sublingual Bactek spray is superior to placebo in preventing parent-reported, health professional confirmed, wheezing from 37-43 weeks’ corrected gestation or discharge if earlier to one year of corrected age in infants born at ≤29+6 weeks’ gestational age.
4. To compare the use of respiratory medications including inhalers (bronchodilators, inhaled corticosteroids), antibiotics and systemic corticosteroids between the two groups.
5. To investigate the effect of Bactek on growth (weight, length and head circumference) between the two groups.
6. To establish effects of LRTI on the family, including time missed from work and/or nursery time missed for the infants.
7. To explore differential intervention effects by gestational age and anti-RSV prophylaxis.
8. To assess safety (volume of serious adverse events).


Previous study hypothesis:
Primary objective:
To investigate if sublingual Bactek spray, when compared to placebo, decreases health professional diagnosed LRTIs (after unscheduled visits to general practitioners (GPs), accident and emergency departments (A&Es) and hospital admissions) between term-equivalent 37 weeks’ gestation and 1 year of corrected age.

Secondary objective:
1. To establish if sublingual Bactek spray is superior to placebo in preventing parent-reported, health professional confirmed, wheezing from 37 weeks’ corrected gestation to one year of corrected age in infants born at <30 weeks’ gestational age.
2. To compare the use of respiratory medications including inhalers (bronchodilators, inhaled corticosteroids), antibiotics and systemic corticosteroids between the two groups.
3. To establish effects of LRTI on the family, including time missed from work and/or nursery time missed for the infants.
4. To explore differential intervention effects by gestational age, anti-RSV prophylaxis, and centre.
5. To assess safety (volume of serious adverse events).
Ethics approval(s)

Approved 29/07/2024, Wales Research Ethics Committee 3 (Health and Care Research Wales Support and Delivery Centre, Castlebridge 4, 15-19 Cowbridge Road East, Cardiff, CF11 9AB, United Kingdom; +44 2922 940963; wales.rec3@wales.nhs.uk), ref: 24/WA/0181

ConditionRespiratory outcomes after premature birth including lower respiratory tract infections and wheeze.
InterventionThe active IMP and the placebo are sublingual sprays. The placebo is identical to the active IMP except for the absence of the active ingredients.

Active IMP: A sublingual spray comprising of a polybacterial preparation of heat-inactivated Staphylococcus aureus, S. epidermidis, Streptococcus pneumoniae, Haemophilus influenzae, Klebsiella pneumoniae and Moraxella catarrhalis (Bactek™, Inmunotek, Spain).

Placebo: A sublingual spray comprising of all excipients of the active IMP, aside from the inactivated bacteria.

Dosage: 300 FTU/mL (2x 150 FTU/mL sprays), once daily, from 37 weeks corrected age or discharge if earlier up to 1 year of corrected age
Intervention typeBiological/Vaccine
Pharmaceutical study type(s)Not Applicable
PhaseNot Applicable
Drug / device / biological / vaccine name(s)Bactek™, Inmunotek, Spain
Primary outcome measureCurrent primary outcome measure as of 07/03/2025:
The presence/absence of parent-reported, health professional-confirmed unscheduled visits for LRTIs to GPs, A&Es and hospital admissions between 37-43 weeks’ corrected age (or discharge if earlier) and one-year corrected age.




Previous primary outcome measure:
The number of parent-reported, health professional-confirmed unscheduled visits for LRTIs to GPs, A&Es, paediatric assessment units and hospital admissions between 37 weeks’ corrected age (or discharge if earlier) and 1-year corrected age
“Corrected age” is calculated using the expected date of delivery, therefore taking the degree (number of weeks of prematurity) into account.

An LRTI will be defined as:
Fever (≥38°C) or a runny nose (rhinitis) for at least 12 hours, plus one additional symptom from the following:
moist cough
wheezing
shortness of breath
tachypnoea
intercostal recession
poor feeding

The LRTI will be considered to be a new episode if there is an intervening period of at least 72 hours between episodes when the infant is well.
Secondary outcome measuresCurrent secondary outcome measures as of 07/03/2025:
1. Number of parent-reported, health professional-confirmed unscheduled visits for LRTIs to GPs, A&Es and hospital admissions between 37 weeks’ corrected age (or discharge if earlier) and one-year corrected age.
2. Time to first episode of parent-reported, health professional-confirmed unscheduled visits for LRTIs to GPs, A&Es and hospital admissions between 37-43 weeks’ corrected age (or discharge if earlier) and one-year corrected age.
3. Parent-reported wheeze episode between 37-43 weeks’ corrected age or discharge if earlier and one-year corrected age.

Wheeze episode is defined as an episode of wheezing:
1. that lasts at least one day with a sign of increased work of breathing such as shortness of breath, cough, or chest retraction or with any combination of these additional symptoms.
1.1 To establish the effect of Bactek on growth between the two groups
1.2 Parent-reported use of respiratory medications including bronchodilators, antibiotics and systemic corticosteroids
1.3 Parent(s)/guardian(s) reported time missed from work and/or nursery time missed for the infant
1.4 Volume of adverse reactions
1.5 Identification of virus(es) associated with LRTIs




Previous secondary outcome measures:
1. Parent-reported wheeze episode between 37 weeks’ corrected age and 1-year corrected age.
Wheeze episode is defined as an episode of wheezing that lasts at least one day with a sign of increased work of breathing such as shortness of breath, cough, or chest retraction or with any combination of these additional symptoms. A WheezeScan device will be provided to parent(s)/guardian(s) and may be used to help parents detect these symptoms.
2. Parent-reported use of respiratory medications including bronchodilators, antibiotics and systemic corticosteroids
3. Parent(s)/guardian(s) reported time missed from work and/or nursery time missed for the infant
4. Volume of adverse reactions
5. Identification of virus(es) associated with LRTIs
6. Growth (weight, length and head circumference)
Overall study start date01/03/2024
Overall study end date31/03/2028

Eligibility

Participant type(s)Patient
Age groupNeonate
SexBoth
Target number of participants542
Participant inclusion criteriaCurrent participant inclusion criteria as of 07/03/2025:
1. Birth at gestational age ≤29+6 weeks’
2. Follow-up is likely to be feasible
3. Survival to one year corrected age is anticipated
4. In addition to infants without an eventful course, the following groups are eligible for inclusion:
5. Infants diagnosed with bronchopulmonary dysplasia
6. Infants discharged home on oxygen
7. Infants who have had necrotising enterocolitis
8. Infants on oral or nasogastric tube feeding
9. Infants with treated patent ductus arteriosus
10. Infants with neurological disorders
11. Infants with resolved sepsis





Previous participant inclusion criteria:
1. Birth at gestational age ≤29+6 weeks (including infants born as one of a multiple births)
2. In the opinion of the PI, follow-up is likely to be feasible (i.e routine outpatient appointments will be at the recruiting site, locality of baby’s residence so follow up to one year corrected age is possible.)
3. Survival to 1 year corrected of age is anticipated
Participant exclusion criteriaCurrent participant inclusion criteria as of 07/03/2025:
1. Presence of major surgical, cardiac or congenital abnormalities (not including patent ductus arteriosus or patent foramen ovale)
2. Contraindication of Bactek™ as specified in the Investigator’s Brochure
3. Participation in other interventional trial that precludes participation in BALLOON
4. Primary immune deficiencies





Previous participant inclusion criteria:
1. Presence of major surgical, cardiac or congenital abnormalities (not including patent ductus arteriosus or patent foramen ovale)
2. Contraindication of Bactek™ as specified in the Investigator’s Brochure
3. Participation in other interventional trial that precludes participation in BALLOON
Recruitment start date17/02/2025
Recruitment end date31/08/2026

Locations

Countries of recruitment

  • England
  • United Kingdom
  • Wales

Study participating centres

University Hospital of Wales
Heath Park
Cardiff
CF14 4XW
United Kingdom
Royal Victoria Infirmary
Claremont Wing Eye Dept
Royal Victoria Infirmary
Queen Victoria Road
Newcastle upon Tyne
NE1 4LP
United Kingdom
Hull Royal Infirmary
Anlaby Road
Hull
HU3 2JZ
United Kingdom
Southmead Hospital
Southmead Road
Westbury-on-trym
Bristol
BS10 5NB
United Kingdom
Medway Maritime Hospital
Windmill Road
Gillingham
ME7 5NY
United Kingdom
Queen Alexandra Hospital
Southwick Hill Road
Cosham
Portsmouth
PO6 3LY
United Kingdom
Royal Preston Hospital
Sharoe Green Lane
Fulwood
Preston
PR2 9HT
United Kingdom
Arrowe Park Hospital
Arrowe Park Road
Wirral
CH49 5PE
United Kingdom

Sponsor information

Cardiff University
University/education

30-36 Newport Road
Cardiff
CF24 0DE
Wales
United Kingdom

Email shawc3@cardiff.ac.uk
Website http://www.cardiff.ac.uk/
ROR logo "ROR" https://ror.org/03kk7td41

Funders

Funder type

Government

National Institute for Health and Care Research
Government organisation / National government
Alternative name(s)
National Institute for Health Research, NIHR Research, NIHRresearch, NIHR - National Institute for Health Research, NIHR (The National Institute for Health and Care Research), NIHR
Location
United Kingdom

Results and Publications

Intention to publish date31/03/2029
Individual participant data (IPD) Intention to shareNo
IPD sharing plan summaryData sharing statement to be made available at a later date
Publication and dissemination planPeer reviewed scientific journals
Conference presentation
Publication on website
Submission to regulatory authorities
IPD sharing planThe current data sharing plans for this study are unknown and will be available at a later date

Editorial Notes

15/05/2025: Arrowe Park Hospital was added as a study participating centre.
08/05/2025: Royal Preston Hospital was added as a study participating centre.
17/04/2025: Queen Alexandra Hospital, Portsmouth was added as a study participating centre.
14/04/2025: Southmead Hospital and Medway Maritime Hospital were added to the study participating centres.
07/03/2025: The following changes were made:
1. The recruitment start date was changed from 17/02/2025 to 03/03/2025.
2. The study hypothesis, primary and secondary outcome measures, the participant inclusion and exclusion criteria were amended.
3. University Hospital of Wales, Royal Victoria Infirmary, and Hull Royal Infirmary were added as study participating centres.
07/02/2025: The recruitment start date was changed from 31/01/2025 to 17/02/2025.
28/01/2025: The recruitment start date was changed from 01/01/2025 to 31/01/2025 and a contact was added.
10/09/2024: Internal review.
03/09/2024: The recruitment start date was changed from 01/09/2024 to 01/01/2025.
01/08/2024: ISRCTN received notification of combined HRA/MHRA approval for this trial on 01/08/2024.
24/05/2024: Trial's existence confirmed by NHS HRA.