Using other members of the dental team to provide oral care for residents in care homes

ISRCTN ISRCTN16332897
DOI https://doi.org/10.1186/ISRCTN16332897
IRAS number 297182
Secondary identifying numbers IRAS 297182, CPMS 49709
Submission date
29/10/2020
Registration date
03/12/2021
Last edited
18/03/2025
Recruitment status
No longer recruiting
Overall study status
Ongoing
Condition category
Oral Health
Prospectively registered
Protocol
Statistical analysis plan
Results
Individual participant data
Record updated in last year

Plain English Summary

Background and study aims
Poor oral health for older adults residing in care homes is a significant public health problem. Unlike previous generations, about half of all care home residents now have some of their own natural teeth, but their oral health is much worse than their community living peers. These can give rise to significant avoidable health and social care costs. Despite this, dental service provision in care homes is poor and extremely variable.
The aim of this study is to undertake a cluster-randomised controlled trial to determine whether Dental Care Professionals (DCPs) could reduce plaque levels (improve the oral cleanliness) of older adults (over 65 years of age) residing in care homes over a 6-month period, when compared to ‘treatment as usual’ (commonly a reactive and ad hoc service provided by dentists). In addition, the researchers aim to determine whether this effect is sustainable over a further 6-month follow-up period.

Who can participate?
Residents over the age of 65 years; who are dentate or partially dentate (at least six natural teeth); and a full-time resident in the care facility

What does the study involve?
Care homes will be randomly divided into two groups: intervention and control.
The intervention consists of an oral health assessment of residents. Dental therapists will visit the care home every 6 months and undertake any treatment the participating residents require. Dental nurses will visit the care home monthly for the first three months then 3-monthly afterwards to provide advice on how to improve the oral health of the participating residents, apply fluoride to teeth as required. They may also provide advice on the Eatwell guide.
The control will be routine practice.
Trained dentists will collect clinical information at the start of the study. Other data will be collected via questionnaires administered by trial managers. After 12 months, the health of the residents’ mouths will be assessed again, and the questionnaires administered again and findings will be compared to those at the start of the study. Residents, managers and staff will be interviewed to assess the acceptability of the proposed intervention.

What are the possible benefits and risks of participating?
The study will help the researchers to understand whether using different members of the dental team can improve oral health. If the results are positive, this will help us to plan future services. Other than the time commitment taking part in the study, the researchers do not anticipate there being any risks.

Where is the study run from?
Bangor University (UK)

When is the study starting and how long is it expected to run for?
August 2018 to September 2025

Who is funding the study?
NIHR Evaluation, Trials and Studies Co-ordinating Centre (NETSCC) (UK)

Who is the main contact?
Prof. Paul Brocklehurst
p.brocklehurst@bangor.ac.uk

Contact information

Prof Paul Brocklehurst
Scientific

Bangor University
School of Healthcare Sciences
Bangor
LL57 2EF
United Kingdom

ORCiD logoORCID ID 0000-0002-6789-2774
Phone +44 (0)1248 383218
Email p.brocklehurst@bangor.ac.uk
Dr Gerald McKenna
Scientific

Queen’s University Belfast
Centre for Public Health
Belfast
BT12 6BA
United Kingdom

ORCiD logoORCID ID 0000-0001-8478-1673
Phone +44 (0)28 9097 8999
Email g.mckenna@qub.ac.uk
Prof Georgios Tsakos
Scientific

Department of Epidemiology and Public Health
University College London
1-19 Torrington Place
London
WC1E 6BT
United Kingdom

ORCiD logoORCID ID 0000-0002-5086-235X
Phone +44 (0)207 6795614
Email g.tsakos@ucl.ac.uk
Mrs Alison Jenkins
Public

NWORTH
Meirion Building
Normal Site
Bangor University
Holyhead Road
Bangor
LL57 2PZ
United Kingdom

ORCiD logoORCID ID 0000-0003-1963-4903
Phone +44 (0)1248 382442
Email a.jenkins@bangor.ac.uk

Study information

Study designCluster-randomized controlled trial
Primary study designInterventional
Secondary study designCluster randomised trial
Study setting(s)Other
Study typePrevention
Participant information sheet Not available in web format, please use the contact details to request a patient information sheet
Scientific titleuSing rolE-substitutioN In care-homes to improve oRal health
Study acronymSENIOR
Study hypothesisThe aim of this study is to undertake a cluster-randomised controlled trial to determine whether Dental Care Professionals (DCPs) could reduce plaque levels (improve the oral cleanliness) of dentate older adults (over 65 years of age) residing in care-homes over a 6-month period, when compared to ‘treatment as usual’ (commonly a reactive and ad hoc service provided by dentists). In addition, the researchers aim to determine whether this effect is sustainable over a further 6-month follow-up period.
Ethics approval(s)Approved 05/05/2021, Wales Research Ethics Committee 5 Bangor (Health and Care Research Wales, Castlebridge 4, 15-19 Cowbridge Road East, Cardiff, CF11 9AB, UK; +44 (0)2920 785738; Wales.REC5@wales.nhs.uk), REC ref: 21/WA/0116
ConditionOral health in care-home residents
InterventionThree workstreams (WSs) are proposed. WS1 will be a two-arm cluster-randomised controlled trial, with a 3-month internal pilot. Recruitment will be a two-stage process. The first stage will be the recruitment of the care homes. The second stage of recruitment is for dentate or partially dentate residents of the included homes.

This is a cluster randomised trial and will be conducted in 40 care homes in England, Northern Ireland and Wales. They will be randomised (via NWORTH CTU) based on a 1:1 ratio (20 intervention and 20 control). Stratification of care homes will be based on the following factors care home site (England, Northern Ireland, Wales) and care-home size (based on the number of available beds within the home: small 1-10 beds; medium 11-49 beds; large 50+). The researchers will seek to balance these factors a priori using NWORTH’s dynamic adaptive algorithm (http://nworth-ctu.bangor.ac.uk/randomisation/index.php.en) and will adjust for these factors post-hoc as part of the analysis.

The intervention consists of:
1. Professional application of fluoride (2.2% NaF varnish) every 3 months
2. Prescription of 5,000 ppm fluoride toothpaste (should active coronal or root caries be detected at baseline)
3. Oral hygiene advice
4. Recommendation of the Eatwell Guide

On entry into the study, residents will complete the Six-item Cognitive Impairment Test (6-CIT) in order to assess their level of cognitive function. In order to be as inclusive as possible, all residents that are able to provide consent will be included in the study, but a record will be kept of their 6-CIT scores. A log will be kept of residents who decide not to participate (explored in WS2) and the number of residents who were unable to provide consent.

WS2 will run alongside WS 1 to undertake a process evaluation of the trial. The researchers will use semi-structured interviews with residents, staff, managers, D-Ts, DNs and informal carers to assess the intervention’s acceptability. Managers and residents that refuse participation will also be interviewed, to explore their narrative. The sampling frame will account for geographic differences, care-home size, staffing ratios and proportion of residents with severe cognitive impairment. They will also interview Chief Dental Officers, dental commissioners, Directors of the CDS and high street dentists.
WS3 will be a cost-effectiveness analysis from an NHS perspective and examine potential long-term costs and benefits.
Intervention typeBehavioural
Primary outcome measurePlaque coverage measured using the Silness & Loë plaque index measured at baseline, 6 and 12 months
Secondary outcome measures1. Oral health measured using bleeding on probing at baseline, 6 and 12 months
2. Pain measured by asking the participating resident if they have experienced any episodes of sensitive teeth, episodes of toothache or abscess or swelling in the mouth (no = healthy, yes = adverse event – mild, moderate or severe) at baseline, 6 and 12 months
3. Oral health-related quality of life using the OIDP at baseline, 6 and 12 months
4. Health-related quality of life using EuroQol’s five dimensions (EQ-5D5L) at baseline, 6 and 12 months
5. Episodes of unscheduled care reported weekly by care home staff and at baseline, 6 and 12 months by researchers
6. New coronal and root caries lesions reported weekly by care home staff and at baseline, 6 and 12 months by researchers
Overall study start date05/08/2018
Overall study end date30/09/2025

Eligibility

Participant type(s)Other
Age groupSenior
Lower age limit65 Years
SexBoth
Target number of participantsPlanned Sample Size: 280; UK Sample Size: 280
Total final enrolment327
Participant inclusion criteriaCare homes:
1. Care homes are expected to have a minimum of ten residents over the age of 65 years

Residents:
1. Over the age of 65 years
2. Dentate or partially dentate (at least six natural teeth)
3. Full-time resident in a care facility
Participant exclusion criteriaCare home:
1. High-dependency units
2. Current participation in TOPIC, Gwên am Byth or other oral health programme
3. Care-homes that specialize in end-of-life or palliative care

Residents:
1. Residents who are receiving end-of-life or palliative care
Recruitment start date01/09/2021
Recruitment end date11/10/2024

Locations

Countries of recruitment

  • United Kingdom

Study participating centre

To be confirmed
-
United Kingdom

Sponsor information

Bangor University
University/education

c/o Dr Huw Roberts
College of Human Sciences
Bangor
LL57 2DG
Wales
United Kingdom

Phone +44 (0)1248 383136
Email huw.roberts@bangor.ac.uk
Website http://www.bangor,ac,uk/
ROR logo "ROR" https://ror.org/006jb1a24

Funders

Funder type

Government

NIHR Evaluation, Trials and Studies Co-ordinating Centre (NETSCC)

No information available

Results and Publications

Intention to publish date31/12/2025
Individual participant data (IPD) Intention to shareYes
IPD sharing plan summaryStored in non-publicly available repository
Publication and dissemination planThe researchers are in the process of writing up a protocol paper. They will publish the results of the trial in Gerodontology and the Journal of Dental Research. They will also disseminate the results at the ECG, the International Association of Dental Research and the British Association for the Study of Community Dentistry (the latter with the PPI group). The results of the study will also be used to influence the ongoing NHS dental contract reform process in Wales. The results will also be relevant for Local Authorities in England and align with the recent guidance from PHE.
The team will also hold a participatory workshop at the end of the study, bringing together key policy-makers and participating care-homes and representatives of commissioning bodies and practicing dentists and DCPs. Further collaborative links have been formed with the Regulation and Quality Improvement Authority (RQIA) (https://www.rqia.org.uk/). This is the independent body responsible for monitoring and inspecting the availability and quality of health and social care services in Northern Ireland, including care homes, and encouraging improvements in the quality of those services. The researchers will also invite the RQIA, CQC and Care Inspectorate Wales to the participatory workshop
The results of the study will also feed directly into an educational programme, supported by infrastructure funding from the Chief Dental Officer, which aims to promote the greater use of DCPs in Welsh service provision. The Faculty is developing within-role and across-role skills-escalators for DCPs and building a programme of mini-Massive Online Open Courses to support a new DN role (linking to non-dental health professionals). The key element of this role will be to work in care homes and so the results from this study will inform this process directly. This will ensure that the results can directly influence policy decisions about the future workforce.
The research team have strong links with ENRICH-Cymru in Wales (https://www.swansea.ac.uk/enrich-cymru/) (e.g. VOICE) and Care Forum Wales (https://www.careforumwales.co.uk/), which represents over 450 care-homes, nursing homes and other independent health and social care providers across Wales. As highlighted on their website, Care Forum Wales actively share best practice and resources. The research team will also utilise existing relationships that have developed with a number of other organisations in Wales, including the Centre for Ageing and Dementia
(http://www.healthandcareresearch.gov.wales/centre-for-ageing-and-dementia-research/) and the largest third sector organisation in Wales: Age Cymru (http://www.ageuk.org.uk/cymru/). In Northern Ireland collaborative links have been formed with Age Sector Platform which represents a strong unified voice for older people in Northern Ireland (https://www.agesectorplatform.org/). It is the charity responsible for the Northern Ireland Pensioners Parliament. Age Sector Platform has a membership of individuals and older people’s groups across Northern Ireland, representing approximately 200,000 people. Members of Age Sector Platform contributed to the plain language summary of this document. These networks will complement BELONG (https://www.qub.ac.uk/research-centres/CentreforPublicHealth/Research/PPIGroup/) and PARC-Bangor (http://nworth-ctu.bangor.ac.uk/parc-bangor.php.en), to ensure strong PPI representation.
Informal dissemination networks will be made by these PPI groups, who will also link to the Patient and Client Council http://www.patientclientcouncil.hscni.net), which collaborated on HS&DR 14/19/12. This will ensure the dissemination of information directly to dependent older people and their carers/relatives and care-home managers/staff. The PPI co-applicants will also ensure a strong patient-facing dissemination strategy. Patient-facing materials will be developed (and also produced in an audio format).
IPD sharing planThe datasets generated during and/or analysed during the current study will be stored in a non-publically available repository. Anonymised data will be stored according to Bangor regulations (Bangor server). See https://www.bangor.ac.uk/planning/InfSecGuid.php.en

Study outputs

Output type Details Date created Date added Peer reviewed? Patient-facing?
Protocol article protocol version 3 18/03/2021 18/08/2022 Yes No
HRA research summary 28/06/2023 No No

Editorial Notes

18/03/2025: The overall end date was changed from 31/03/2025 to 30/09/2025.
03/12/2024: The following changes were made:
1. The recruitment end date was changed from 31/10/2024 to 11/10/2024.
2. Total final enrolment was added.
25/09/2024: The following changes were made to the trial record:
1. The recruitment end date was changed from 30/06/2024 to 31/10/2024.
2. The overall end date was changed from 30/06/2024 to 31/03/2025.
3. The intention to publish date was changed from 01/03/2024 to 31/12/2025.
4. The plain English summary was updated to reflect these changes.
15/03/2024: The recruitment end date was changed from 30/08/2022 to 30/06/2024.
18/08/2022: Protocol file uploaded.
11/01/2022: The IRAS number was changed from 277548 to 297182.
01/12/2021: Trial's existence confirmed by the NIHR.